Compliance Testing - Assistant Vice President

Finance Controls Testing Vice President. Supports the Control Testing utility through control design assessment, designing control testing tools, developing control testing procedures, exception dispositioning. Owns significant portions of control testing design activity, which includes writing cont...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

Conduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas. Deutsche Bank’s Compliance Testing team,...

Interface with client service officers on transaction-related requests, ensuring compliance with all applicable sanctions regulations and Deutsche Bank’s policies and procedures. Moderate experience in financial services or a similar industry in compliance, legal or project management function. Inve...

Within CT&A, the Technology Testing Team conducts testing on the design and operating effectiveness of the Information Technology (IT) elements of controls that manage Compliance and Financial Crime Risks. Controls Testing & Assurance (CT&A) – Technology Testing. Support planning and execution of te...

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega...

Furthermore, our team monitors and ensures the compliance of CSO application to Deutsche Bank policies on technical level, you will be involved in exciting projects in our company and our worldwide business network, and you’ll be responsible for transition, migration, and implementation of the cloud...

Research, draft, and coordinating responses for regional projects, regulatory exams, Compliance testing exams, internal audits, business risk assessments, and system process enhancements. Bachelor’s degree with relevant Regulatory and Brokerage experience within a larger/complex banking organization...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating Office, USPB Analytics and USPB Client Experience Control environment in line with Operational Risk Management (...