Complex Product Supervision Manager

VirtualVocations
Alton, Texas, United States
Full-time

A company is looking for a Complex Product / Central Supervision Manager.Key Responsibilities : Manage staff by hiring, training, and providing ongoing support and feedbackHandle escalations and maintain positive relationships with Advisors and OSJ ManagersAnalyze and coordinate risk management in compliance with regulatory changes and business needsRequired Qualifications : Undergraduate degree in Business, Accounting, Finance, or related disciplineSeries 7, 9 and 10 (or Series 24), Series 66 (or S63 and S65)5-7 years' experience in compliance and regulatory mattersStrong knowledge of complex products (Variable, Indexed & Fixed annuities)Prior leadership / team management experience preferred

6 days ago
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