Description
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).
Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships.
Job expectations include fostering an inclusive work environment, and mentoring team members.
Responsibilities :
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner
- Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
- Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
- Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
- Maintains business partner relationships, primarily with line management, to develop business knowledge
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Skills :
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Business Acumen
- Coaching
- Project Management
- Relationship Building
- Written Communications
- Attention to Detail
- Automation
- Critical Thinking
- Technical Documentation
Required Qualifications :
- Minimum 8 years Audit or risk control risk / controls background preferably in financial services.
- A minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role.
- Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls and determination of gaps and weaknesses.
- Strong written / verbal communication skills with the ability to communicate issues / concerns and recommend corrective course of action.
Capability to effectively influence risk direction and willingness to take a stand when required.
Intellectual curiosity to identify areas of risk coupled with the analytic, logical reasoning, and problem solving, risk vs.
reward skills to effectively and objectively investigate / evaluate areas of risk.
- Ability to manage audit projects within a risk-based audit methodology and provide coaching and training to junior associates within the team.
- Must have good time management skills and the ability manage multiple priorities in a fast-paced environment.
- Ability to work well and collaboratively as part of a team and function independently when required.
- Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology.
- Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
- Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
- Bachelor’s degree and / or Advanced degree with relevant experience.
Desired Qualifications :
- Certified Internal Audit (CIA) certification
- Audit or risk control risk / controls background in financial services
- Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)
- Advanced degree or certifications (CIA, CISA etc CPA Preferred)
- Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
Shift :
1st shift (United States of America)
Hours Per Week :
Audit Manager, Consumer Compliance
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. This job is responsible for overseeing assigned areas of audit work acting...
Manager Hospital Billing Audits (Registered Nurse) - Carelon Payment Integrity at Elevance Health
The **Manager Hospital Billing Audits** is responsible for ensuring the overall success of multiple, cross-functional programs/projects through functional managers. Manager Hospital Billing Audits (Registered Nurse) - Carelon Payment Integrity**. Experience performing Hospital Bill Audits, which inc...
Audit Manager - Enterprise Credit Risk and Retail Credit
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner. This job is responsible for overseeing assigned areas of audit work acting...
Audit Manager
As an Internal Auditor you will serve as a member of the Genworth Corporate Audit Services (GCAS) and report to an Internal Audit Leader and have interaction with the Chief Audit Executive. Internal Auditors regularly identify roles within the business for internal promotion, which is encouraged as ...
Senior Audit Manager - Audit Practices
Audits Lines of Business (LOBs) ranging in scale and scope and produces audit reports in a timely manner that summarize results of an audit to management. Key responsibilities include developing audit plans, assessing issues for impact, assigning severity ratings, producing audit reports, and managi...
Manager, Internal Audit
As the Internal Audit Manager, you will have 5+ years of audit experience, most recently within financial services or providing audit services to those companies. We are looking for a financial services audit manager to join Sallie Mae’s Internal Audit team. The Internal Audit Manager reports to the...
Audit Manager
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. This job is responsible for overseeing assigned areas of audit work acting...
Audit Manager
Will Relocate you to Worcester, MA! Urgent Audit Manager!. ...
Audit Manager
Interact with clients to clarify audit objectives, request additional information, and discuss audit findings in a clear and professional manner. Effective communication skills, both written and verbal, to provide clear and concise feedback to audit teams, as well as communicate with clients regardi...
IT Audit Manager - Executive Director (CIO)
The Enterprise Technology Audit Group (ETAG) is looking to fill an Audit Manager, Executive Director who will provide leadership in the audit coverage of Wells Fargo's integrated audits, project audits, and coverage of our application portfolio. Accomplish management responsibilities to provide day-...