Job Title : Internal Audit Risk / Control Management
Location : REMOTE
Job Description :
We are seeking a highly skilled and experienced Risk and Control Management Specialist to join our team. The ideal candidate will possess specialist knowledge in Risk and Control Management, Risk Governance Frameworks, and Risk & Control Transformations.
This role is critical in ensuring the effectiveness of our Enterprise Risk Management Programs and Board Management Oversight, with a specific focus on regulatory MRA validations and Consent Orders.
Key Responsibilities :
Risk Management Oversight :
Develop, implement, and maintain comprehensive Risk and Control Management frameworks and methodologies.Monitor and report on key risk areas, including stress testing, Risk Appetite, Risk Identification, RSCA (MCA), and Monitoring / Reporting / Escalation.
Conduct thorough assessments of risk management practices and recommend improvements.
Governance and Transformation :
Lead and support the transformation of Risk & Control frameworks in alignment with evolving industry standards and regulatory requirements.
Collaborate with senior management to enhance risk governance structures and processes.
Regulatory Compliance :
Perform live reviews of Internal Audit’s regulatory issue validation work to ensure adherence to regulatory requirements and standards.
Support and contribute to the validation of regulatory MRA (Matter Requiring Attention) findings and Consent Orders.Assist in the preparation of documentation and reports for regulatory bodies as needed.
Project Management :
Manage and execute various risk and control-related projects as assigned, ensuring timely and effective delivery.Collaborate with cross-functional teams to address emerging risk issues and develop strategic solutions.
Qualifications :
Education and Experience :
Bachelor’s degree in Finance, Accounting, Risk Management, or a related field. Master’s degree or professional certifications (.
CPA, CIA, CISA) preferred.Minimum of 5 years of experience in risk management, internal audit, or a related field within the financial services industry.
Proven experience with regulatory MRA validations and Consent Orders.
Skills and Knowledge :
In-depth knowledge of Risk and Control Management, Risk Governance Frameworks, and Risk & Control Transformations.Strong understanding of Enterprise Risk Management Programs and Board Management Oversight.
Familiarity with key risk areas such as stress testing, Risk Appetite, Risk Identification, RSCA (MCA), and Monitoring / Reporting / Escalation.
Excellent analytical, problem-solving, and communication skills.Ability to work effectively in a fast-paced, dynamic environment and manage multiple priorities.
Additional Requirements :
- Must have a strong financial services background.
- Experience in regulatory issue validation and compliance.
- Ability to work collaboratively with internal and external stakeholders.
- Proficiency in relevant risk management tools and software.
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