Broker Dealer Accountant

Arrow Search Partners
New York, New York
$170K-$180K a year
Full-time

About the Company :

Our client is a diversified financial services firm offering investment banking, market research, sales and trading, and investment management.

The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firm’s GAAP books, records and regulatory filings for the U.S. broker-dealer.

Responsibilities :

  • Assist in the coordination, preparation, and management of the timely month end close
  • Coordinate with operations & middle office to ensure the back-office settlement system is line with books and records
  • Review month end balance sheet & income statement for respective product areas ensuring product controllers reconciliations are accurate with respect to correct GAAP & regulatory treatment
  • Oversee preparation of financial reporting package to facilitate senior management review
  • Accountable for preparation of semi-annual U.S. GAAP financials and associated footnotes
  • Responsible for efficiently driving audits to completion
  • Participate in the implementation of significant analytical and reporting processes, procedures and systems using the firm’s control framework

Requirements :

  • Bachelor’s degree in accounting required
  • 8-10 years of related experience
  • Knowledge of broker-dealer regulatory environment required
  • Understanding of public company Sarbanes-Oxley controls

Salary Range : $170,000-$180,000

$170,000-$180,000

30+ days ago
Related jobs
Robert Half - US
New York, New York

Monthly reconciliation of financial reporting to Head Office, and the control and analytical review of holdingpany and broker dealer results, and interpany confirmations. Public/Private Accounting experience with Banking or Broker Dealer industry knowledge. ...

Arrow Search Partners
New York, New York

The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firm’s GAAP books, records and regulatory filings for the U. Knowledge of broker-dealer regulatory environment required. ...

Promoted
VirtualVocations
Queens, New York

A company is looking for an Assistant Corporate Controller to manage financial operations and support financial strategy. ...

Promoted
Volunteers of America Greater New York
New York, New York

JobPosting","title":"Senior Accountant II ","datePosted":"2024-08-15T00:00:00","validThrough":null,"description":"Position: Senior Accountant II (Hybrid Remote)\n\nThe Senior Accountant II supports preparation of accurate and timely financial statements, general ledger accounting functions and the t...

Promoted
Columbia University
New York, New York

Experience with grant accounting and/or fund accounting. The Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration of a diverse portfolio of private and public grants and contracts of varied complexity, ensuring that they ar...

Promoted
Marcum Search
New York, New York

Our client is seeking an Assistant Controller for this professional service firm. The assistant controller will be responsible for various activities in corporate accounting. ...

Promoted
Take-Two Interactive Software, Inc.
New York, New York

Headquartered in New York City, Take-Two Interactive Software, Inc.The Company develops and publishes products principally through Rockstar Games, 2K, Private Division, and Zynga.Our products are currently designed for console gaming systems, PC, and Mobile, including smartphones and tablets, and ar...

Promoted
Artnet Worldwide Corporation
New York, New York

Staff Accountant Needed in New York, NYVerify, allocate, post, and reconcile accounts payable. ...

Promoted
Traba
New York, New York

As Traba continues to grow and redefine the future of work, we are looking for an experienced Controller to be a cornerstone of our Finance & Accounting team. ...

Promoted
Fox Corporation
New York, New York

FOX Corporation is looking for a highly motivated, detail-oriented Senior Accountant to join its Finance and Compensation team. Support senior management with ad-hoc projects. ...