Senior Manager - Regulatory Compliance
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Experienced Hires
Senior Manager - Regulatory Compliance
- Location : United States, Michigan, Southfield
- Location : United States, Illinois, Chicago
Make your mark. Our management consulting team focuses on our clients’ critical business needs. From Bank Secrecy Act reviews to compliance managementand everything in between, our integrated solution approach is designed to help enable and manage growth, leverage resources, and mitigate costs and risks.
At Plante Moran, we have the privilege of serving clients and providing consultative services as they face challenges and seek new opportunities.
What does diversity, equity, and inclusion mean to Plante Moran? It means that all staff members have equitable and fair opportunities to succeed, in an inclusive environment, with their individual, unique identities.
Plante Moran enjoys a Workplace for Your Day model which, simply put, means we strive for flexibility and balance while staying true to our principally in-person model.
We believe that face-to-face interactions are paramount for individual and collective development, but also encourage individuals to work with their supervisor and team to determine their optimal working environment each day.
Your work will include, but not be limited to :
- Perform internal audit and consulting services related to the laws, regulations, and expectations associated with consumer protection, the Bank Secrecy Act and anti-money laundering requirements, and other general risk management activities such as model risk management and enterprise risk management programs.
- Manage and prioritize multiple client engagements while meeting agreed upon deadlines and ensuring frequent communication occurs with both internal and client stakeholders.
- Develop findings and recommendation reports and communicate the results with clients.
- Perform quality control reviews to ensure internal workpaper and deliverable standards are met.
- Develop internal and external network to further the business development goals of the practice.
- Assist in preparing and delivering proposals and engagement letters.
- Participate in internal and external networking events, including client meetings, industry events, etc.
- Supervise and develop team members in the areas of client engagement management and applied technical knowledge
The qualifications.
- Bachelors’ Degree in Accounting, Economics, Finance, Public Policy, Law a related field is preferred.
- 10+ years of relevant experience with risk and compliance in the financial services industry
- Consulting / professional services experience is required
- CAMS, CRCM, CERP or similar designations are highly preferred
- Candidates must be well-versed in consumer protection regulations
- Must have the ability to follow work plans and understand banking vocabulary
- The ability to have scoping meetings with prospective clients and be able to develop proposals
- Frequent travel throughout the region, with approximately 20% - 30% travel.
Our difference.
We are a nationally recognized public accounting, consulting, and wealth management firm, consistently ranked as one of FORTUNE magazine’s 100 Best Companies to Work For, and 20 Best Workplaces in Consulting & Professional Services.
At Plante Moran, we live by the Golden Rule, fostering a relatively jerk-free culture with the lowest staff turnover rate in the industry.
Our supportive network of well-rounded professionals is excited to catapult your growth and help pave your pathway to professional excellence.