Senior Principal Analyst, Strategic Metrics & Reporting, Enforcement

The Senior Principal Analyst of the Strategic Metrics & Reporting ( Metrics ) team in FINRA’s Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement’s production of internal and external reports, and the coordination of intra-departmental and inter-departmental initiatives.

This is advanced-level professional work in which incumbents are expanding their assigned roles, broadening their job skills, and working under general direction.

The position reports directly to the Director, Strategic Metrics & Reporting, Enforcement, within Enforcement’s Strategy Planning, Program Risk & Operations.

We are searching for a candidate who is able to story tell with data, and translate complex issues, nuanced data, or findings from user experience research into digestible visuals and narratives.

They should be skilled in data visualization and industry-standard reporting tools (e.g. Power BI, Amazon QuickSight, Tableau, etc.

They should be comfortable facilitating work with a team to deliver value and results, which are often presented to senior leadership

Essential Job Functions :

• Leads and manages sophisticated studies, creation of requirement specifications and business program projects, including continual process improvement, and system impact assessments with participation from internal and external stakeholders that require subject matter expertise.
• Conducts high-level research and analyses of complex business-related issues including collection of materials responsive to audit and oversight requests.
• Assists with training of Enforcement staff on the Metrics and Reporting process, technology solutions and capabilities, and similar complex issues.
• Ensures collaboration and coordination with cross-functional teams and Regulatory Operations staff regarding standard and ad hoc reporting.
• Develops alternatives, enhancements, and solutions to maximize effectiveness and efficiency.

Education / Experience Requirements :

• Must be skilled in data visualization and industry-standard reporting tools (e.g. Power BI, Amazon QuickSight, Tableau, etc.)
• Bachelor's degree and a minimum of eight (8) years’ experience; or an equivalent combination of education and experience.
• Experience in the assessment and implementation of business processes, process improvement and strategic initiatives is required.
• Experience in defining, analyzing and documenting business requirements is required.
• Experience in writing SQL is preferred.
• Exceptional verbal, written and organizational skills, with an ability to administer multiple complex assignments concurrently, effectively engage stakeholders and senior leadership, and execute against tight deadlines in multiple areas with different requirements.

Working Conditions :

• Work is normally performed in an office / remote office environment.
• Some travel may be required.

For work that is performed in CA, Washington, DC, CO, HI, New York, NY, WA and MD the chart below outlines the proposed salary range for the corresponding location.

In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons .

California : Minimum Salary $124,300, Maximum Salary $235,500

Washington, DC / Maryland : Minimum Salary $124,300, Maximum Salary $225,700

Colorado / Hawaii : Minimum Salary $108,200, Maximum Salary $196,200

New York, NY : Minimum Salary $129,800, Maximum Salary $235,500

Washington State : Minimum Salary $108,200, Maximum Salary $225,700

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