Overview
Responsibilities including database, regulatory and compliance updates, asset management alignment, process improvement, internal audits, reporting reviews and database project management. Essential Job Functions :
- Interpret legal documents from newly closed and existing loan portfolio to identify reporting requirements by Borrower, Guarantor, Sponsor or any other Obligor
- Support Asset Management team to communicate reporting requirements to Obligors, track documents received, update internal compliance system (Ark) as needed
- Responsible for high-touch assets requiring complex review and analysis of submitted reporting.
- Work with Director-Reporting Compliance to conduct random reviews of closed" reporting to ensure accuracy and compliance.
- Work with Ark development team to identify and test required database improvements.
- Maintain routine contact and engagement with HSC Portfolio Management team to ensure database accuracy and efficiency.
- Support Director-Reporting Compliance with weekly Ark Reskin covenant past due reporting - download Excel export, populate ongoing file, and generate charts.
Prepare additional reporting / data manipulation as requested.
- Update ARK with Asset Manager ( AM") and / or Loan Administration ( LA") changes, missing data points
- Assist Director-Reporting Compliance with policy and procedure drafting and implementation.
- Support AM with outstanding reporting reviews, communicate gaps as needed to AM and Director-Reporting Compliance
- Perform ad hoc analysis for AM team, Business Analysts, Compliance, DB Client requests Other activities as may be assigned by your manager
- Present to Client, at minimum on a monthly basis, current reporting status and resolution.
- Mentor and train junior loan compliance team members.
Qualifications / Requirements :
- Minimum of 7 years of experience related to commercial loan documents and financial statements
- Bachelor’s degree required; MBA preferred.
- Advanced MS Office suite including Outlook, Excel, Power Point and Word.
- Strong attention to detail, particularly when working with data
- Strong communication and communication skills - both verbal and written
- Positive, professional attitude
- Flexible with an ability to work on different tasks at once
- An interest and willingness to learn about regulatory and compliance issues in the commercial real estate sector would be advantageous
LI-MZ1
Assistant Vice President, Markets - Governance and Regulatory Compliance
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega...
Vice President Compliance
A company is looking for a Vice President of Compliance. ...
Risk Management & Compliance - Chief Financial Officer Business Management -Vice President
The Risk Management & Compliance (RM&C) CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner wi...
Assistant Vice President, Architecture
Review and approve permit applications, design plans and specifications, integrated management plans, and periodic construction inspections, to ensure compliance with applicable state and/or federal regulations and sound architectural practice and standards. Develop a client base for providing high ...
Compliance, Core Compliance - Issue Management, Vice President
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
Back End Engineer - Assistant Vice President
Our platform sits on top of a micro-services architecture with services built in Scala, Ruby, Node. Capital services approximately $170 billion in global client assets invested in 1,392 funds, as of October 2023. Building cloud native services using Scala using open-source frameworks Akka, ZIO etc. ...
Payroll Assistant Vice President
The Assistant Vice President will be responsible for the banks semi-monthly payroll process in multiple states in the US. Our client is a large international bank that offers a range of high-quality financial services to individual and corporate customers as well as financial institutions worldwide....
Compliance - Risk Management Lead - Vice President
As a Compliance Risk Management Lead - Vice President on the Compliance, Conduct and Operational Risk (CCOR) Team, you will effectively partner with Line of Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. As part of Risk Manageme...
Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital (ASD), Depositary Receipts (DR)
Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with Banking/Payments and assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred. Vice President, Com...
Compliance Risk Management Lead - Vice President
Participate in various projects, such as those relating to the challenge of "first line" risk assessments * Draft and implement compliance policies and procedures * Monitor regulatory developments, participate in industry groups, and assist in implementing programs to comply with...