Vice President Compliance Officer
Dallas, Texas
About Fortress
Fortress Investment Group LLC is a leading global investment manager with approximately US$49 billionof assets under management as of March 31, 2024.
Founded in 1998, Fortress manages assets on behalf of over 2,000 institutional clients and private investors worldwide across a range of credit and real estate, private equity and permanent capital investment strategies.
Investment performance is our cornerstone - we strive to generate strong risk adjusted returns for our investors over the long term.
For additional information on Fortress, please visit .
About The Position
Fortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department.Fortress is a SEC-registered investment adviser (operating in multiple foreign jurisdictions) with approximately $49 billion in assets under management.
The position will be based in Dallas.
The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items :
- General administration of the Fortress compliance program
- Conducting portions of the Fortress annual compliance review under SEC Rule 206(4)-7
- Assisting in the maintenance of the firm’s Restricted Trading List
- Reviewing trade surveillance reports of fund trading activity
- Assisting in the review of marketing materials
- fielding questions relating to personal trading, private investments, gifts and entertainment and other Code of Ethics related matters
- Assisting with various regulatory reporting and filings
- Conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations
The successful candidate will have :
- Bachelor’s degree with strong academic performance
- 7-10+ years of experience in a legal and compliance department at a SEC-registered investment adviser
- Superior work ethic, attention to detail, organizational and communications skills
- Serious desire to learn, grow and develop as a professional
- Proven ability to multi-task, problem-solve and think critically
- Technical proficiency with computer applications
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