Summary
Responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team.
The overall objective of this role is to assist in the development and management of a dedicated internal program.
- Partner with internal units to ensure adequate due diligence process is carried out for customer accounts and documentation reviews.
- Verify and confirm banker ownership of records to ensure continuous flow of information.
- Ensure all information and documentation comply with local regulation and company standards.
- Update and review forms according to local regulation requirements and work with Compliance to expedite documentation reviews, providing clarification as needed.
- Follow up with clients to ensure information is received by due date.
- Perform tasks, including monitoring and tracking of records and Appendix readiness, assisting with the development and execution of action planning for expiring records, and ensuring records are not past due.
- Maintain and monitor the process of approving Records and Appendix with all associated parties to ensure timeliness and accuracy.
- Participate and assist with the organization of weekly meetings and calls to discuss Sustainability and Remediation population.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the business, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Required Skills :
2-5 years of relevant experience
Education :
Bachelor's degree / University degree or equivalent experience
AML / KYC Analyst
Responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. ...
Compl AML KYC Intermediate Associate Analyst (Quality Control)
The KYC Operations Intmd Associate Analyst is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. Perform KYC tasks, including monitoring and t...
Compliance AML Core Officer - VP (Hybrid)
The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Evaluate, enhance and implement best -in-class AML Compliance policies and practices. Provid...
Quality Assurance Compliance Specialist, Supplier Management
Lonza Tampa, Florida is looking for an experienced Quality Assurance Compliance Specialist with the responsibility to ensure supplier quality compliance, both at initial compliance and ongoing conformance to established quality assurance processes and standards. The role is a member of the site Qual...
Fraud Analyst
The Fraud Analyst will report to the Manager of the Fraud Team, under the Payee Identification and Network Security (PINS) department. Fraud Analyst or Fraud Investigator. Knowledge of fraud schemes, fraud prevention methods, and fraud detection tools. The PINS department encompasses Zelis Payments'...
Construction Senior Project Manager
As a Senior Construction Project Manager, you play a vital role in keeping projects and business goals on track and. Roers Companies is seeking an energetic, dedicated professional to join our team in Tampa, FL as a Senior Construction Project Manager. Conduct regular project site visits to confirm ...
Manager / Senior Manager, Compliance & Reporting Specialist
Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. Global Compliance Management Services. Collaborate with and guide internal teams and clients through trans...
Global Funds Transfer AML Compliance Risk Management- Compliance Officer- C12- AVP
The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP is an intermediate level role responsible for recommending/establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money ...
Senior Business Systems Analyst (DevSecOps Product Management)
Being a member of the Enterprise DevSecOps (EDSO) team, the IT Business Management Senior Associate will work with the DevSecOps product management team and assist them in owning the product lifecycle from launch, entry into the service catalog, marketing, rollout and adoption, demand and roadmap pl...
Fraud Data Analyst
The Fraud Analyst is responsible for the collection, synthesis, and evaluation of all data related to fraud. Through thoughtful identification and collection of data and subsequent designed reporting, this individual will identify fraud trends and build data-based recommendations to counter emerging...