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Paralegal, Enforcement

finra
Denver, CO
Full-time

Provide investigative and legal support to Enforcement.

Essential Job Functions :

  • Perform legal research for staff attorneys.
  • Assist with preparing exhibits and sharing exhibits for on-the-record testimony.
  • Assist with customer interviews and prepare memorandum.
  • Assist investigators with investigative tasks such as data entry and updating and maintaining the case management system and document files.
  • Review and synopsize transcripts.
  • Assist with review of documents sent to the Office of Disciplinary Affairs.

Other Responsibilities :

Work on special projects as assigned.

Education / Experience Requirements :

  • Bachelor’s degree and / or paralegal certificate or significant relevant experience.
  • Strong oral and written communication skills and competence on a desk top computer.
  • Experience in a legal setting preferred.
  • Proficiency in Lexis / Nexis. Proficiency in Excel, Access, iManage and Summation a strong plus.

Work Conditions :

Normal office conditions.

LI-Hybrid

16 days ago
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