Finance Compliance Code Review Consultant ($28 / hr
Please ensure you read the below overview and requirements for this employment opportunity completely.
contract)
We are
looking for a Finance Compliance Code Review Consultant to join our operations
in Newport Beach, CA. This essential contract role, compensated at $28 per
hour, supports our broad range of fixed income and alternative investment
strategies by ensuring compliance with our Code of Ethics, focusing especially
on monitoring employee personal trading, and managing outside business
activities. Ideal candidates will hold a degree in Business, Economics,
Finance, or a related field, and will bring prior experience in Code of Ethics
compliance, particularly in personal trading oversight and system development
cycles. Proficiency in Microsoft Excel, including advanced functions like
vlookups and pivot tables, and Microsoft Word is required.
consultant will navigate a complex landscape of securities and investment
products, requiring strong analytical skills and an in-depth understanding of
stocks, bonds, derivatives, and various fund types. Outstanding communication
skills are critical, as is the ability to work autonomously, proactively
solving issues and leading projects. Applicants must be adaptable, able to
manage shifting priorities based on business needs, maintain confidentiality,
and consistently act with integrity according to established ethical standards.
If you are looking for a challenging role where proactive problem-solving and
detailed organizational skills are valued, this position offers a unique
opportunity to impact our compliance practices positively.
There are no costs for candidates utilizing
our services as our clients pay for all related hiring fees. All ProPivotal job
postings are either actual positions we had available at the time of posting
and / or are representative of positions we typically fill or expect to fill. If
you see a job that interests you, respond to the ad or give us a call so that
we can help you find a job you'll love. As one of the area's largest staffing
firms, we help 2,500 people find jobs a year so chances are good that we can
help you too.
ProPivotal is an equal opportunity
employer and considers qualified applicants foremployment regardless of race, gender,
gender identity, gender expression, age, color, religion,disability,
veteran's status, sexual orientation, or any other protected factor.
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