Search jobs > Newport Beach, CA > Temporary > Compliance consultant

Finance Compliance Code Review Consultant ($28/hr contract)

ProPivotal
Newport Beach, California, US
$28 an hour
Full-time

Finance Compliance Code Review Consultant ($28 / hr

Please ensure you read the below overview and requirements for this employment opportunity completely.

contract)

We are

looking for a Finance Compliance Code Review Consultant to join our operations

in Newport Beach, CA. This essential contract role, compensated at $28 per

hour, supports our broad range of fixed income and alternative investment

strategies by ensuring compliance with our Code of Ethics, focusing especially

on monitoring employee personal trading, and managing outside business

activities. Ideal candidates will hold a degree in Business, Economics,

Finance, or a related field, and will bring prior experience in Code of Ethics

compliance, particularly in personal trading oversight and system development

cycles. Proficiency in Microsoft Excel, including advanced functions like

vlookups and pivot tables, and Microsoft Word is required.

consultant will navigate a complex landscape of securities and investment

products, requiring strong analytical skills and an in-depth understanding of

stocks, bonds, derivatives, and various fund types. Outstanding communication

skills are critical, as is the ability to work autonomously, proactively

solving issues and leading projects. Applicants must be adaptable, able to

manage shifting priorities based on business needs, maintain confidentiality,

and consistently act with integrity according to established ethical standards.

If you are looking for a challenging role where proactive problem-solving and

detailed organizational skills are valued, this position offers a unique

opportunity to impact our compliance practices positively.

There are no costs for candidates utilizing

our services as our clients pay for all related hiring fees. All ProPivotal job

postings are either actual positions we had available at the time of posting

and / or are representative of positions we typically fill or expect to fill. If

you see a job that interests you, respond to the ad or give us a call so that

we can help you find a job you'll love. As one of the area's largest staffing

firms, we help 2,500 people find jobs a year so chances are good that we can

help you too.

ProPivotal is an equal opportunity

employer and considers qualified applicants foremployment regardless of race, gender,

gender identity, gender expression, age, color, religion,disability,

veteran's status, sexual orientation, or any other protected factor.

J-18808-Ljbffr

12 days ago
Related jobs
Promoted
ProPivotal
Newport Beach, California

Finance Compliance Code Review Consultant ($28/hr. Finance Compliance Code Review Consultant to join our operations. This essential contract role, compensated at $28 per. Finance, or a related field, and will bring prior experience in Code of Ethics. ...

Professional Staffing Group
Newport Beach, California

Finance Compliance Code Review Consultant ($28/hrcontract). We arelooking for a Finance Compliance Code Review Consultant to join our operationsin Newport Beach, CA. Ideal candidates will hold a degree in Business, Economics,Finance, or a related field, and will bring prior experience in Code of Eth...

ProPivotal
Newport Beach, California

Finance Compliance Code Review Consultant ($28/hrcontract). We arelooking for a Finance Compliance Code Review Consultant to join our operationsin Newport Beach, CA. Ideal candidates will hold a degree in Business, Economics,Finance, or a related field, and will bring prior experience in Code of Eth...

Promoted
ProPivotal
Newport Beach, California

Investment Code of Ethics Professional -(contract $28/hr). The ideal candidate will handle daily operations and compliancereviews, contributing to our leadership in the fixed income strategy space andexpanding capabilities in a variety of investment strategies. Conduct daily reviews of personal trad...

Promoted
ProPivotal
Newport Beach, California

This contract position offers $28 per hour and. Code of Ethics compliance program, particularly. Interact with employees at all levels for compliance reviews and. Experience in Code of Ethics compliance, particularly with monitoring. ...

Promoted
Addington Place of Shoal Creek
Newport Beach, California

Title: Code of Ethics Compliance Consultant . The individual will support the Code of Ethics compliance program, including oversight of employee personal trading and outside business activity requirements. The Compliance Consultant's key responsibilities include, but are not limited to the following...

Professional Staffing Group
Newport Beach, California

Investment Code of Ethics Professional -(contract $28/hr). The ideal candidate will handle daily operations and compliancereviews, contributing to our leadership in the fixed income strategy space andexpanding capabilities in a variety of investment strategies. Conduct daily reviews of personal trad...

ProPivotal
Newport Beach, California

Investment Code of Ethics Professional -(contract $28/hr). The ideal candidate will handle daily operations and compliancereviews, contributing to our leadership in the fixed income strategy space andexpanding capabilities in a variety of investment strategies. Conduct daily reviews of personal trad...

Promoted
InsideHigherEd
Irvine, California

Credentialing and Compliance Manager. Job Opening ID: 28162Reports To: Administrative Supervisor 1Working Title: Credentialing and Compliance ManagerDepartment: Counseling CenterBargaining Unit: 99FLSA: Non-ExemptPayroll Job Code: 007376Job Location: UCI Campus- IrvinePercent of Time: 100%Work Sched...

Promoted
Tricon Residential
Tustin, California

Business Analyst role or equivalent. Our commitment to enriching the lives of our employees, residents and local communities underpins Tricon's culture and business philosophy. This position will be responsible for reviewing assigned business processes from end-to-end to identify and address operati...