Certified Financial Planner

Certified Financial Planner (CFP)

Wealth Management -RIA

New York, NY. (Hybrid 3 days in office)

Comp : 140k-170k base plus bonus ; all in potential $200k

Our client is a thriving, well-respected RIA / Wealth Management firm

with offices in NYC and Palm Beach. The New York team has an opening for

an experienced, client-focused Holistic Certified Financial Planner to formulate

and implement holistic financial planning advice (ie. Estate planning, tax planning, cash flow etc.) and partner with

internal and external stakeholders.

Duties and Responsibilities of the Certified Financial Planner (CFP) :

The Certified Financial Planner focuses on assigned High Net Worth (HNW)

and Ultra High Net Worth (UHNW) clients and works closely with internal

portfolio managers. Responsibilities include :

Relationship Management : Be a point of contact for

a number of clients, holding meaningful conversations and ensuring

long-term relationships and ongoing customer care.

Financial Plan development : Based on a client’s

goals and circumstances, create comprehensive and holistic financial

plans inclusive of :

• Defining clients' goals and objectives
• Income Tax Planning
• Balance Sheet
• Risk Management and Insurance
• Retirement, Education, and Special Needs
• Cash Flow Statement
• Estate Planning
• Investment Planning
• Client Service : Provide exceptional tailored,

consultative client service that exceeds clients' expectations

Prepare customized presentations and materials for

individual client meetings

Contributing to company projects and initiatives

when needed

Occasional travel as needed

WEALTH MANAGEMENT,Financial Planning

Qualifications of the Certified Financial Planner (CFP) :

5 plus years’ experience in comprehensive holistic

financial planning with a demonstrated ability to partner with

internal stakeholders and High Net Worth (HNW) and Ultra High Net

Worth (UHNW) client relationships. Specific experience with tax and / or

insurance planning is a plus.

• Holds the CFP (®) designation
• Experience either presenting at or participating in

client meetings

Extensive experience serving UHNW clientele with a

focus on generational wealth management and preservation is preferred

• Bachelor’s degree in finance or related discipline
• Strong demonstrated Financial Planning interest,

acumen, and judgment

Exceptional written and verbal communication

skills, including the ability to simplify difficult financial concepts

for a non-financial audience

Familiar with financial planning software;

experience with eMoney is a plus

Proficiency with Microsoft Office programs,

including Excel. Tech-savvy.

• Detail-oriented, self-starter, takes initiative
• Team player, collaborative, able to work

effectively with others, including staff in other network branches

• Organized and able to set priorities
• Of the highest integrity, fiduciary

professionalism, and polished demeanor

Compensation : Base up to $144k : all in up to $170k

Keywords : Financial planning, wealth management, High Net Worth (HNW),

eMoney, portfolio management, financial planning, estate plan,

generational wealth, ultra high net worth, UHNW, CFP, retirement, tax

planning, Risk Management, Insurance, retirement, cash flow