Summary
The Risk Compliance Officer develops, administers and monitors programs for compliance with laws, regulations and rules governing bank operations, products and services.
The incumbent provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately mitigated and adheres to rigorous standards of compliance with all regulatory processes.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Develops, implements and monitors a risk based compliance management program, including : participation in product development to ensure compliance with disclosures, processes and advertising;
development of training programs; perform reviews to identify key risks and assist management in developing corrective action plans
- Researches, analyzes and develops recommendations for implementation of new rules and regulations
- Serves as Subject Matter Expert (SME) for specific laws / regulations
- Develops coordinates and participates in compliance-related educational and training programs
- Assists with responding to regulator and internal audit data requests
- Performs all other duties as assigned
SUPERVISORY RESPONSIBILITIES
No supervisory responsibilities
QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.
Additionally, the qualifications listed below are representative of the knowledge, skills, and / or abilities required in this position :
Bachelor (-year college) degree and + years of experience or equivalent combination of education and experience
COMPUTER AND OFFICE EQUIPMENT SKILLS
Microsoft Office suite
CERTIFICATES, LICENSES, REGISTRATIONS (Ex : CPA, Series or license, etc) None required About Us First Horizon is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel.
With $ billion in assets as of December , , we serve clients through a team of approximately , associates and banking centers throughout the southeastern United States.
Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in states across the southern First Horizon has been recognized as one of the nation’s best employers by Fortune and Forbes magazines and a Top Most Reputable Bank. Benefit Highlights
- Medical with wellness incentives, dental, and vision
- HSA with company match
- Maternity and parental leave
- Tuition reimbursement
- Mentor program
- k) with % match
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