Program Governance Sr. Financial Analyst- Financial & Regulatory Reporting Control Oversight

Description

The primary responsibility is to execute of enterprise-wide Environmental, Social & Governance (ESG) Program, Sarbanes-Oxley (SOX) Program, the FR Y-14 CFO Attestation Program, and the Broker-Dealer and Environmental, Social & Governance (ESG) Internal Control Programs.

Line of Business Responsibilities :

Establish and execute robust internal control frameworks that support external reporting across all in-scope mandates (SOX, FRY-14, B / D, & ESG).

This includes activities that include, as appropriate, setting materiality, determining scope, identifying relevant processes, risk and controls, assessing deficiencies, executing sub-certifications and associated governance activities, as well as ensuring high quality of documentation maintained in the system of record

• Provide strategic planning and thought leadership across SOX Program, FR Y-14 CFO Attestation Program, Broker-Dealer, ESG Internal Control Programs and Operational Risk and Controls Oversight (ORCO) projects as a whole
• Drive Operational Excellence and / or respond to changing business environment and revise methodologies and processes as appropriate
• Support the implementation and evolution of the enterprise internal control framework for ESG external reporting. Contributor to ESG Disclosure Committee
• Collaborate with Risk, Corporate Audit, external auditors for the SOX program
• Develop capability to lead a global team; collaborating and communicating with key senior stakeholders, escalating items of note and preparing communications to senior executives, including the CAO, CFO, Chief Auditor

Required Qualifications :

• Minimum of 3-5 years accounting / finance experience
• Bachelor’s degree or equivalent work experience
• Strong Microsoft Excel skills
• Strong written and oral communication, presentation, analytical and technical skills
• Highly organized and attention to detail
• Excellent relationship management skills and ability to influence outside of direct team, collaborate with different stakeholders, and drive and implement changes
• Analytical and problem solving abilities
• Strong initiative and drive for results
• Understanding of US GAAP, COSO principles, SOX 404 and 302 as well as FDICIA requirements
• Control testing experience
• Experience in managing multiple and often competing priorities in a fast-paced environment
• Strong intellectual curiosity, analytical mindset and observation ability for thematic analysis and keen attention to detail
• Operational excellence approach through determining oversight enhancements needed and collaborating on efforts to advance tools, technology, and ways of working
• Displays persistence and tenacity in reviewing and challenging methodology and processes

Desired Qualifications :

• CPA professional certification
• Experience with leading enterprise oversight programs / functions
• Intermediate to strong Alteryx skills

Skills :

• Attention to Detail
• Business Process Analysis
• Collaboration
• Data Quality Management
• Reporting
• Data Visualization
• Financial Analysis
• Financial Forecasting and Modeling
• Financial Processing
• Prioritization
• Analytical Thinking
• Business Acumen
• Business Case Analysis
• Critical Thinking
• Decision Making

Shift :

1st shift (United States of America)

Hours Per Week :