A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements.
Key ResponsibilitiesResolve reseller and end-user inquiries related to complianceCombat DNS abuse and manage issues involving compromised domainsEducate intellectual property representatives on registrar capabilities regarding copyright and trademark issuesRequired Qualifications1-2 years of experience in a domains-related businessCompletion of post-secondary studies in administration, business, or information technology1-2 years of experience in a customer support-related environmentDesire for ongoing learning and development
Compliance Business Control Sr Officer - SVP
As a core pillar of the Banking & International (B&I) Chief Operating Office (COO) Controls Team, the MCA Transformation Team works with the businesses, countries and Central Controls Organization and second line partners to deliver against the MCA Transformation program deliverables.This is an exci...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Fuel Compliance Officer, 12-Month Register (AMENDED)
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Compliance Officer
Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance the Firm’s global Quantitative Trading Compliance program. Assist in the management of the Firm’s global Quantitative Trading Compliance program, including ownership of the initial v...
Compliance Officer- Hybrid
The Compliance Officer will ensure that the company operates within the regulatory framework and adheres to legal and ethical standards. Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance. This role involves developing, implementing, and monitoring c...
SVP, Compliance Product Senior Officer - Swap Dealer – C14 (New York)
Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework th...
Broker/Dealer Compliance Officer
LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. Work with senior management, Legal, Compliance, HR, Marketing, registered representa...
Compliance Product Officer - VP
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance
SEFpliance Surveillance Lead and Advisorypliance Officer - Legal &plianceThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. We are looking for a Swap Execution Faci...
Compliance Officer, Data & Technology
Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Global Ratings data and technology activities from a Compliance, Risk & Internal Controls perspective....