A company is looking for a Chief Compliance Officer to support its mission of democratizing the AI revolution in a compliant manner.
Key ResponsibilitiesOwn and operate the company's compliance programs and introduce changes based on emerging laws and regulationsCoordinate internal and external audits, reviews, and examinations of processes and dataInteract with regulators and customer InfoSec teams regarding compliance issuesRequired QualificationsUndergraduate degree from an accredited universityMinimum 7 years of data privacy compliance or related legal experienceDemonstrated expertise in data privacy laws, including EU GDPRExperience in identifying and assessing compliance risks across various functionsStrong stakeholder management experience and skills
Swap Dealer Chief Compliance Officer
A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
Deputy Chief Compliance Officer
Our client, a leading investment management firm, is seeking an accomplished Deputy Chief Compliance Officer and Counsel to join their Legal and Compliance team. Position Overview - Deputy Chief Compliance Officer:. Responsibilities as the Deputy Chief Compliance Officer include:. Qualifications for...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Chief Compliance Officer and Head of Regulatory
The Chief Compliance Officer and Head of Regulatory will lead CLEAR’s Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations. Oversee an effective compliance program per DOJ and SEC guidance,...
Chief Compliance Officer & Associate General Counsel, Mutual Funds
Chief Compliance Officer & Associate General Counsel, Mutual Funds. Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity, fixed income, liquid alternatives and private equity) in...
Chief Compliance Officer
Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:. NYC Aging seeks...
Chief Compliance Officer, CIBC US Private Wealth
Chief Compliance Officer and the Director of US Compliance Programs to develop, implement and maintain a comprehensive compliance program to achieve compliance with the Federal Reserve and Bank Holding Company Act regulations;. Banking, Business Operations, Compliance Policies, Compliance Programs, ...
Chief Compliance Officer at Regulatory Risks
Ready to bolster your leadership team with a top-tier Chief Compliance Officer? RegulatoryRisks. Our platform links you to seasoned CCOs who bring extensive expertise in regulatory compliance, risk management, and strategic advisory services. Strengthen your compliance framework with visionary leade...
Cyber Governance, Risk, and Compliance Analyst, Office of Chief Information Officer
Monitor compliance with cybersecurity policies and procedures within the IT environment and enforce consequences for non-compliance as necessary. Compliance: Ensure compliance with relevant regulatory requirements such as NIST (-53, -, CSF) HIPAA, PCI DSS, Directive 1, etc. Coordinate with legal and...
Temporary Executive Assistant to the General Counsel and Chief Compliance Officer
Temporary Executive Assistant to the General Counsel and Chief Compliance Officer-240171:N/A. Prior experience working with legal and compliance programs and professionals is strongly desired. Gathering, analyzing, interpreting, reporting and benchmarking legal and compliance data. ...