Position Overview - Deputy Chief Compliance Officer :
Be one of the first applicants, read the complete overview of the role below, then send your application for consideration.
Our client, a leading investment management firm, is seeking an accomplished Deputy Chief Compliance Officer and Counsel to join their Legal and Compliance team.
Reporting to the CCO, the selected candidate will help oversee regulatory compliance across private funds, CLOs, and business operations.
Compensation : $250,000.00 - $300,000.00 + bonus (150k - 200k)
Location : New York City
Responsibilities as the Deputy Chief Compliance Officer include :
- Enhancing documentation of policies, procedures, and testing
- Developing and delivering compliance training
- Fostering a culture of excellence, teamwork, continuous improving
- Drafting, implementing, maintaining compliance policies and procedures
- Ensuring adherence to regulations and standards
- Staying updated on evolving regulations
- Adapting compliance program as needed
- Conducting monitoring for regulatory filings
- Working on preparing and making filings
- Creating procedures for marketing guidelines and documents
Qualifications for the Deputy Chief Compliance Officer include :
- Bachelor’s degree and JD
- At least ten years’ experience at a multi-strategy hedge fund
- In-depth knowledge of compliance requirements applicable to SEC-registered investment advisers
- Significant experience in drafting policies, procedures, and memorandums. The ability to draft independently is critical
- Willingness to be very hands-on and pro-active in offering solutions; comfortable with technology and data
- Team player and self-starter who thrives in a fast-paced environment; ability to be calm under pressure
- Outstanding communication skills, both written and verbal
Application Notice : Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.
J-18808-Ljbffr
Deputy Chief Compliance Officer
Our client, a leading investment management firm, is seeking an accomplished Deputy Chief Compliance Officer and Counsel to join their Legal and Compliance team. Position Overview - Deputy Chief Compliance Officer:. Responsibilities as the Deputy Chief Compliance Officer include:. Qualifications for...
Swap Dealer Chief Compliance Officer
A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
Deputy Compliance Officer
The successful candidate will report directly to the Chief Compliance Officer (CCO) and will be responsible for assisting in the development, implementation, and maintenance of our compliance program. The Deputy Compliance Officer will also play a key role in ensuring that our company operates in co...
Deputy Chief Financial Officer
The Deputy CFO, in consultation with EDF’s audit and finance committees, the Chief Finance & Technology Officer (CFO), and other senior managers, is responsible for developing, implementing, and ensuring global compliance with sound and prudent financial policies and practices that are consisten...
Deputy Investment Banking and Regulatory Compliance Officer – Director
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Deputy Chief Financial Officer and Controller
Chief Financial Officer and assisting, as necessary, with coordinating and administering all of the financial and administrative departments. Assist the Chief Financial Officer with presentations of budget information, financial and accounting data and special reports to senior management, Directors...
Chief Compliance Officer
The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of the compliance program for an investment advisory firm in Manhattan, which is currently registered with New York State and will register with the U. The CCO will foster a cultur...
Deputy Agency Chief Contracting Officer, Contract Planning And Initiation
Under executive direction of the Senior Deputy Agency Chief Contracting Officer (Senior DACCO), with wide latitude for independent judgment, initiative and decision making, the Deputy Agency Chief Contracting Officer (DACCO) for the Contract Planning and Initiation is responsible for the development...
Deputy Investment Banking and Regulatory Compliance Officer – Director
Deputy Investment Banking and Regulatory Compliance Officer – Director. Types of Jobs - Compliance / Financial Security. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Deputy Chief Development Officer
Deputy Chief Development Officer (DCDO) will bring experience across the fundraising verticals with expertise in individual fundraising and events. The position will report to the Chief Development Officer. ...