Wealth Management Specialist - NPD

Description

This EGP Specialist Trainee is a training program to develop and prepare candidates to further develop and service the FA Teams client base.

The Trainee role allows EGP Specialist to achieve the appropriate designations before taking on the full EGP Specialist role.

This position operates in a marketing and sales development role by implementing and executing the Elite Growth Practice (EGP).

Specific accountabilities for the role may vary depending on the teams practice. Performance is measured by the FA or FA team through specific goals, metrics, and behaviors related to the execution of the EGP model.

This position is subject to SAFE Act registration requirements. Pursuant to the SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing.

Since your position requires SAFE Act registration, you will be required to register and to submit to the required SAFE Act background check and registration process.

Failure to obtain and / or maintain SAFE Act registration may result in disciplinary action up to and including termination.

Requirements : Either SIE, Series 7 and 66 registrations or SIE, Series 7, 63, and 65. This role is an FA Paid Resource.

This Elite Growth Practice (EGP) Relationship Manager is responsible for supporting the Financial Advisor (FA) team to further develop and enhance existing client relationships.

Key responsibilities include serving as a key point of contact for clients on any non-administrative requests / needs while supporting relationship management activities and developing, implementing, and monitoring the team's client service model.

Job expectations include assisting with client meetings related to investment strategy, account performance, new products, and market developments to promote growth and acquisition.

Responsibilities :

Tracks all client actions / activities to ensure the highest level of client service is provided, while presenting time sensitive updates to the team and monitoring and reporting on client satisfaction

Attends client review meetings to assist with relationship deepening conversations

Executes on the team service model, including engaging with specialists / partners to address client's needs

Manages aspects of the client relationship process, including client onboarding and resolving escalations

Assists the Financial Advisor team and / or Senior Business Managers in developing and monitoring the team's client book segmentation strategy

Skills : Account Management

Account Management

Business Acumen

Client Management

Client Solutions Advisory

Portfolio Management

Referral Identification

Referral Management

Relationship Building

Administrative Services

Client Investments Management

Customer Service Management

Process Simplification

Required Qualifications :

Either Series 7 and 66 licenses or Series 7, 63, and 65 licenses ; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support

SAFE ACT Registration

Individuals in this role are required to maintain a Form ADV -2B, which provides clients details on individuals experience and educational background, along with other requirements governed by the U.

S. Securities and Exchange Commission (SEC)

Obtain and / or maintain at least one firm approved designation

Possess and demonstrate strong communication skills

Ability to lead through collaboration and influence without direct authority

Detail oriented with strong organizational skills, and ability to manage multiple tasks and priorities at once

Thorough knowledge and understanding of the suite of Wealth Management products and services

Proven ability to manage risk and support sound decisions

Ability to research escalated client issues for response / resolution

Minimum Education Requirement : High School Diploma / GED / Secondary School or equivalent

Shift :

1st shift (United States of America)

Hours Per Week : 37.5

37.5