Our client is a highly respected financial institution located in the heart of Chicago Loop. They specialize in areas such as Risk Management, Equity Derivatives Clearing, OTC Derivatives, Capital Markets, Options Industry Council, Clearing, Settlement, and Margin Requirements.
They're in search of an experienced Director of Internal Audit-Operations to join their organization!
This role will support their Internal Audit team as a Center for Efficiency in overseeing the execution, escalation, and completion of the portfolio of audits, validation, and department special projects while working to improve the functions efficiency and effectiveness through innovation and automation.
This individual will focus on confirming that the department delivers its commitments on time, operates within the assigned budget, and reports status efficiently to the Board of Directors.
The Director of Operations will also own and be accountable to a develop a strategy to automate significant activities such as : Audit Committee reporting, policy and procedure documentation maintenance, employee and co-source resource onboarding, and departmentwide training delivery (content will be developed by the department) and execute the annual external co-source provider assessment.
Qualifications :
- Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).
- Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
- Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.
- Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.
- Strong problem solving and analytical capabilities.
- Experience working in a complex, fast paced environment required.
- Demonstrated success in leading audit projects and implementing audit leading practices in a complex environment.
- Strong customer service and collaboration skills required.
- Effective influence, analytical and verbal / written communication skills required.
- Consulting / accounting firm experience.
- Experience in Financial Services / Security Industry and working with regulatory organizations such as : Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
Director Internal Audit
A company is looking for a Director, Internal Audit. GAAP, SOX 404, COSO, etcProven leadership experience in internal audit with expertise in control complianceAbility to discuss complex issues with management and influence perspectivesAbility to promote importance of internal controls company-wide....
Director, Internal Audit
The Director – Internal Audit reporting to and at the direction of the Chief Executive Officer, and with guidance from the Finance and Audit Committee (FAC) of the Board of Commissioners, will hold ultimate accountability and responsibility for all functions of the Internal Audit department. Demonst...
Director Data Analytics - Internal Audit
A company is looking for a Director of Data Analytics for their Internal Audit team. ...
Director, Internal Audit - Amer Sports (Arc'teryx, Salomon, Wilson Sporting Goods)
The Director, Internal Audit will be responsible for supporting the execution of the Internal Audit strategy and providing strong to the department. We are looking for a highly skilled and motivated Internal Audit Director to drive financial and operational efficiency. Reporting to the Vice Presiden...
Director of IT Internal Audit
A company is looking for a Director of IT Internal Audit. ...
Director, Internal Audit. Operations
Preferred] Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA). Required] 10+ years o...
Director, Internal Audit-Operations
Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA). They're in search of an expe...
Director, Internal Audit-Operations
Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA). They're in search of an experien...
Bank Operations Risk Internal Audit Manager
Bank Operations Risk Internal Audit Manager. Providing risk management, internal audit, and internal control services to clients in the banking industry. Involved in providing clients with advice to improve and optimize internal controls, enhance, and transform internal audit approach and methodolog...
Global Internal Audit Manager - Operations
The other key responsibility of the successful candidate is driving the Internal Audit Department’s continuous improvement initiatives including, but not limited to, risk assessment and audit plan development, data analytics, agile auditing, and integration of the global internal audit plan. This ro...