VP of Securities Counsel- Biotech

Position Overview :

As the Vice President of Securities Counsel, you will serve as the principal legal advisor on securities law matters and corporate governance.

You will play a crucial role in ensuring our compliance with all regulatory requirements while supporting our corporate finance and strategic initiatives.

This position requires a deep understanding of securities laws, excellent leadership skills, and the ability to navigate complex legal and business environments.

Key Responsibilities :

• Securities Law Compliance : Oversee and manage compliance with federal and state securities laws, including the Securities Exchange Act of 1934, the Securities Act of 1933, and the rules and regulations of the SEC.
• Public Company Reporting : Ensure timely and accurate filing of periodic reports (10-Ks, 10-Qs, 8-Ks) and other SEC documents.

Prepare and review disclosures, including proxy statements and registration statements.

• Corporate Governance : Advise on corporate governance matters, including board and committee meetings, corporate policies, and compliance with stock exchange rules.
• Strategic Transactions : Provide legal guidance on strategic transactions, including public offerings, private placements, mergers and acquisitions, and other capital markets activities.
• Investor Relations : Collaborate with investor relations teams to manage shareholder communications, address investor inquiries, and support public disclosures.
• Regulatory Interaction : Act as the primary liaison with regulatory agencies, including the SEC, and manage responses to inquiries, investigations, and enforcement actions.
• Risk Management : Identify potential legal risks and develop strategies to mitigate them. Advise on legal implications of business decisions and strategic initiatives.
• Team Leadership : Lead and develop a high-performing legal team, fostering a culture of excellence and collaboration. Provide mentorship and professional development opportunities.

Qualifications :

• Education : Juris Doctor (JD) degree from an accredited law school.
• Experience : Minimum of 10 years of experience in securities law, with a strong background in the biotech or life sciences sector.

Significant experience with public company reporting and compliance is required.

• Licensing : Admission to the bar in the state of California.
• Skills :
• In-depth knowledge of securities laws and regulations.
• Proven ability to manage complex legal and regulatory issues.
• Excellent leadership, communication, and interpersonal skills.
• Strong analytical and problem-solving abilities.
• Experience working with senior management and boards of directors.
• Attributes : Strategic thinker with a proactive approach. Ability to work under pressure and manage multiple priorities effectively.
13 days ago