Securities and Capital Markets Senior Associate

This Jobot Job is hosted by : Sherwin Souzankari

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Salary : $150,000 - $200,000 per year

A bit about us :

We are a full-service law firm providing exceptional legal services across a wide range of industries. With a long-standing reputation for excellence, our experienced attorneys offer innovative counsel tailored to meet clients' evolving needs.

We specialize in corporate law, litigation, intellectual property, labor and employment, securities, and more.

Our client-focused approach ensures personalized, strategic guidance for businesses, individuals, and institutions. We are committed to fostering strong relationships and delivering practical solutions to help clients navigate complex legal challenges and achieve success in a competitive landscape.

Why join us?

• Great culture
• Respected firm
• Pro bono hours counted towards billables (50 hours)
• 1800 billable requirement

Job Details

About the Role :

We are seeking an experienced Senior Associate Attorney specializing in Securities and Capital Markets to join our dynamic and fast-paced legal team.

This role requires a highly motivated individual with at least 6 years of relevant legal experience, providing high-level counsel and support to clients in capital market transactions, regulatory compliance, and securities-related matters.

The Senior Associate Attorney will work closely with our partners and key stakeholders to manage complex legal issues in this area.

Key Responsibilities :

• Advise clients on a broad range of securities and capital markets matters, including IPOs, debt and equity offerings, public and private placements, and SEC reporting and compliance.
• Draft, review, and negotiate offering memoranda, prospectuses, underwriting agreements, indentures, and other related securities documents.
• Provide legal guidance on regulatory requirements under the Securities Act, Securities Exchange Act, and other relevant financial regulations.
• Assist in managing and conducting due diligence processes for capital market transactions.
• Advise public companies on corporate governance matters, including compliance with stock exchange rules (NYSE, NASDAQ, etc.).
• Work with cross-functional teams to ensure seamless execution of transactions.
• Develop and maintain client relationships, ensuring legal solutions are tailored to client needs.
• Stay updated on changes in securities law, capital markets regulations, and industry trends to provide proactive legal advice.
• Mentor and provide guidance to junior associates and paralegals.

Qualifications and Requirements :

• Juris Doctor (JD) from an accredited law school.
• Admission to the bar, ideally in NY.
• Minimum of 6 years of legal experience in securities and capital markets law at a top-tier law firm or corporate legal department.
• Strong experience with securities offerings, IPOs, and capital market transactions.
• Expertise in SEC reporting and compliance, including Regulation D, Section 13 and 16 filings, and Sarbanes-Oxley Act requirements.
• Excellent drafting, analytical, and negotiation skills.
• Ability to work independently and collaboratively within a team-oriented environment.
• Strong interpersonal skills with the ability to build and maintain client relationships.
• High attention to detail and the ability to manage multiple projects under tight deadlines.

Preferred Skills :

• Experience advising clients on cross-border capital market transactions.
• Knowledge of FINRA rules and regulations.
• Exposure to financial services regulations, including Dodd-Frank.

Interested in hearing more? Easy Apply now by clicking the "Apply Now" button.