Audit Supervisor -- Global Markets

PowelsonConsulting

View ourJob Board!

We are a recruitingfirm with a large variety of positions in many industriesthroughout all 50states. Our clients are currently only located inthe United States of America.

Wecurrently DO NOT have C2C or VISAroles

Thisjob is responsible for overseeing assigned areas of audit workacting as an AuditorinCharge (AIC) and executing on the auditstrategy for Lines of Business (LOBs).

Key responsibilities includedriving riskbased auditing by defining scope and test procedures toevaluate the control environment in conformance with audit policiesassessing issues for business impact and recommending severityratings drafting audit reports and managing business partnerrelationships.

Job expectations include fostering an inclusive workenvironment and mentoring teammembers.

Responsibilities :

• Executesaudit strategy for the sound application of riskbased auditing bydefining audit scope and audit programs and drafting audit reportsleveraging automation and innovative methods in a timely and highquality manner
• Acts asAuditorinCharge (AIC) by overseeing audit testing and ensuring itis executed in a timely manner and conforms with quality standardsaudit policies andprocedures
• Assesses impacts tobusiness processes controls and strategies to providerecommendations on severity ratings and escalate broad themes ortrends accordingly based on existing businessknowledge
• Exercises intellectualcuriosity and judgment to effectively influence and challengemanagement to improve the control environment and drive continuousimprovements on audit
• Oversees ateam of associates and provides daytoday mentoring and guidance andfosters an inclusive workenvironment
• Maintains businesspartner relationships primarily with line management to developbusiness knowledge
• Exercises soundknowledge of product business and technical expertise toeffectively challenge management to improve the controlenvironment
• Utilizeyour sound analyticalskills and Global Markets Electronic Trading expertise to executeassigned audit testing responsibilities.
• Lead the team to provide qualityaudit reports and you will share audit results with businessleaders.
• Exercise critical thinkingand judgment to effectively influence in order to improve thecontrol environment.
• Responsible forleading and executing multiple areas of test work during auditactivities
• Independently executesaudit test work on assigned audits and demonstrates sound projectmanagement skills.
• Raises issues andconcerns and makes recommendations for severityratings.
• Assesses issues for impactto business processes controls and strategies recommends severityratings and escalation of broad themes or trends.

Works with teamand provides input to draft quality audit reports and supportssharing audit results with businessleaders.

Begins to establishbusiness partner relationships; primary engagement is with linemanagement. Exercises critical thinking and judgment to effectivelyinfluence management to improve the controlenvironment.

Requirements

RequiredQualifications :

6 years of Audit Risk BusinessControl Compliance and / or Finance

Good understanding ofElectronic Trading (e.g. Direct Market Access Algorithm trading andstrategies and Sponsored Access)

Plan execute andevaluate audit test plans within riskbased auditmethodologies

Bachelors Degree