About the Company :
Our client is a leading asset manager within the digital assets industry that offers a variety of public and private investment products.
The Senior Associate will help manage the continued development, implementation, and maintenance of the company’s risk-based controls in compliance with the Sarbanes-Oxley Act.
Responsibilities :
- Participate in the development and implementation of risk assessment and documentation of customer-user-entity-controls for key vendor’s SOC Reports
- Develop and maintain internal controls function and internal control concepts including the SOX 404 and COSO internal control frameworks
- Develop test plans and coordinate the performance of an internal controls testing program
- Assist in the preparation and delivery of internal controls results testing to the audit committee
- Continually monitor and update the assessment of the control environment keeping abreast of significant control issues and developments
- Identify and design anti-fraud criteria and controls
- Review finance department business processes and suggest improvements
Requirements :
- Bachelor’s degree required
- 6-12 years of experience with a mix of public / private IA experience
- Comprehensive knowledge of auditing practices, procedures, and principles
- Strong understanding of financial and operational controls
- Registered Investment Advisor / Broker-dealer and / or asset management experience preferred
Salary Range : $150,000-$190,000
$150,000-$190,000
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