Search jobs > New York, NY > Senior compliance officer
Attribution Search are partnering with a top tier Multi Manager for an experienced Compliance Officer to join their Global Markets Advisory team in New York.
In this role, you will serve as a subject matter expert on regulations related to market infrastructure, investment, and trading within non-equity, macro, and systematic business lines.
You must be familiar with non-equity markets (futures, fixed income, FX, commodities, etc.) and their trading strategies.
Key Responsibilities :
- Serve as a Compliance point of contact for business partners.
- Advise investment personnel on compliance matters and respond to live trading queries.
- Review and approve new products, strategies, and trading activities.
- Provide support for regulatory exams and handle regulator queries.
- Monitor regulatory changes affecting market structure.
The ideal candidate will have 5+ years relevant experience (preferably in a multi-manager firm) with strong Knowledge of market structures, Quantitative methods and data analysis.
This person would have the ability to manage a fast paced, dynamic workload aswell as excellent communication, problem solving and organisational skills.
Senior Manager of Global Campaigns
A company is looking for a Senior Manager of Global Marketing Campaigns. ...
Global Emerging Markets Senior Business Functional Analyst and Project Manager - Vice President
Global Emerging Markets Senior Business Functional Analyst and Project Manager. We are looking for a Senior Business Analyst to work in Global Emerging Markets (GEM) Technology and support GEM Fixed Income and Currency (FIC) Change and Transformation team with Deutsche Bank’s multi-year key LATAM pr...
Senior Software Engineer, Global Banking & Markets, Counterparty Credit Risk
Comfortable multi-tasking, managing multiple stakeholders and working as part of a global team. Founded in 1869, we are a leading global investment banking, securities and investment management firm. ...
Senior Compliance Program Manager - Director
SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the execution of tasks to support senior management within the Americas Division Compliance Department (i. Compliance Administrative Officer and Chief Compliance Officer). It connects a diverse client base to lo...
Senior Manager, Code of Ethics Compliance
The Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U. Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring and testing in support of the firm’s global compliance oversight pro...
VP, Compl Product Officer - Markets Product Compliance (New York)
Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM). Specific coverage areas include: Global Rates, Markets Treasury, XVA, Citi Treasury Investments, Markets Quantitative Analysis, and Benchmark Administration. Primary responsibilities includ...
Senior Manager, Paid Search
We are Assembly, a leading global omnichannel media agency that merges data, talent, and technology to catalyze growth for the world's most esteemed brands. Our holistic approach weaves together compelling brand narratives with a comprehensive suite of global media capabilities, driving performance ...
Senior Compliance Officer - Institutional Sales Coverage
The Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance). The Senior Compliance Officer - Institutional Sales Coverage will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sale...
M365 Migration & Configuration Lead, Senior Manager
As a Senior Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. We help build software and design data platforms, manage large volumes of client data, develop compliance procedures for data management, and continually resear...
Oracle SCM Cloud OM Consultant - Senior Manager
As a Senior Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. To help us achieve this we have the PwC Professional; our global leadership development framework. Understanding the importance of a structured, controlled prod...