LPL Financial is searching for a VP, Assistant General Counsel, Alternative Investments to join our legal team, working out of Boston, MA, Fort Mill, SC or San Diego, CA.
Your primary responsibility will be contracting for the firm’s alternative investment offerings, including hedge funds, private credit funds, private equity funds, REITs, qualified opportunity zone funds, and other alternative offerings.
You will be joining an experienced, knowledgeable and collegial team of attorneys who work closely across the firm’s business groups, including our products team, compliance and operations.
Responsibilities :
- Draft, review and revise agreements with alternative investments sponsors for the onboarding of products onto LPL’s alternative investments platform.
- Act as a primary legal contact for the firm’s alternative investment initiatives.
- Provide legal analysis with respect to securities regulations in a transactional context.
- Provide general support for LPL’s alternative investments platform and vendor relationships.
- Ensure that all contracting processes are adhered to and the firm’s contracting standards are maintained, including those relating to risk allocation and data security.
Requirements :
- Juris Doctor degree (barred in your state of practice) with 8+ years of experience working with alternative investments at a law firm, asset manager or broker-dealer.
- Direct experience negotiating contracts in support of alternative investment offerings.
- Extensive experience advising on issues related to the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, Exchange Act of 1934 and FINRA rules.
- The ability to identify issues and make reasoned, commercial decisions autonomously in a fast-paced environment.
- The ability to close projects on deadline.
- Experience with fund formation and drafting offering documents for alternative investments.
- Experience negotiating commercial contracts.
Pay Range :
$163,700.00 - $272,900.00Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.
Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
Your recruiter will be happy to discuss all that LPL has to offer!
VP, Assistant General Counsel, Alternative Investments
VP, Assistant General Counsel, Alternative Investments. Draft, review and revise agreements with alternative investments sponsors for the onboarding of products onto LPL’s alternative investments platform. Provide general support for LPL’s alternative investments platform and vendor relationships. Y...
VP, Assistant General Counsel, Alternative Investments
VP, Assistant General Counsel, Alternative Investments. Draft, review and revise agreements with alternative investments sponsors for the onboarding of products onto LPL’s alternative investments platform. Provide general support for LPL’s alternative investments platform and vendor relationships. Y...
VP, Assistant General Counsel, Data & Commercial Contracts
This Vice President, Assistant General Counsel position will report to the Senior Vice President, Associate General Counsel, Chief Privacy Officer. The individual will also support and provide pragmatic legal advice and counsel to internal clients on a range of matters and projects relating to the f...
Assistant General Counsel - Generics & Private Label
The lawyer in this role should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer in this role to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group w...
VP, Assistant General Counsel
Under the direction of Senior Vice President, Associate General Counsel, the. Provide day-to-day counseling on employment matters to Human Resources partners. Handle administrative matters at federal and state agencies such as the EEOC, or California DFEH or DLSE; oversee outside counsel handling em...
Assistant General Counsel - Generics & Private Label
The lawyer in this role should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer in this role to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group w...
Assistant General Counsel - Generics & Private Label
The lawyer should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group wants to pursue. The Assist...
Assistant General Counsel – Generics & Private Label
The lawyer in this role should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer in this role to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group w...
Corporate Counsel - Business Innovation and Corporate
Our legal team seeks to hire a Corporate Counsel to support our Business Innovation and Corporate team who is a strategic thinker that is motivated to play a key role in our goal to lead sustainable transportation. The Corporate Counsel must approach the work with the goal of improving processes and...
AVP, Associate Counsel
The role, Assistant Vice President, Associate Counsel, will work with an experienced team of lawyers to provide pragmatic legal advice and thought leadership to help LPL serve and protect investors. Counseling LPL operations and financial professionals on issues arising from investors’ use of: trust...