A company is looking for a Director of Compliance.Key Responsibilities : Develop, implement, and maintain AML / BSA compliance programs and policiesManage escalated complaint resolution and issue managementStay updated on AML / BSA laws, regulations, and industry best practicesRequired Qualifications : Bachelor's degree in business, finance, law, or related fieldMinimum of 5 years of experience in AML / BSA compliance management within the financial services industryExperience in issue management, investigation, remediation, and reportingAdvanced degree or professional certification preferred (e.
g., CAMS, CFE, CRCM)Experience in a fast-paced FinTech environment and familiarity with FinTech / Bank partnership model
Senior Director of Compliance
A company is looking for a Senior Director of Controls & Compliance. ...
Director of Payroll Compliance, Systems and Strategy
The Director of Payroll Compliance, Systems and Strategy will a team of managers and staff of payroll and benefits professionals. Enjoy a true sense of ownership as you work with a proven industry leader on some of the most exciting and high-profile projects in the nation. Proficient in using a comp...
Director of Compliance Operations
A company is looking for a Director of AML and Third Party Compliance. ...
Director of Compliance
The International Compliance Department of a prominent wealth management firm is seeking to hire a Director of Compliance. At least 5 years of experience in compliance or compliance-related roles in the financial industry; experience with VC/PE is a significant plus. This department is recognized fo...
Director of Compliance
A company is looking for a Director of Compliance to lead their compliance strategy and manage internal controls on a global basis. ...
Senior Director of Quality
A company is looking for a Senior Director of Quality for Veteran Evaluation Services. ...
Compliance Manager - Investment Management
Ensure Code Compliance Manager, Management, Investment, Compliance, Manager, Staffing. Manage portfolio compliance using Charles River for mutual funds and managed accounts, including rule setup, monitoring, and escalation. ...
Director Of Quality
Lead the development and implementation of quality policies, procedures, and processes across all stages of the product lifecycle, from design to manufacturing and post-production support. Establish key quality metrics and performance indicators to monitor and evaluate the effectiveness of quality s...
Director of Accounting Operations
Director of Accounting Operations. This role requires a highly motivated and experienced accounting professional with a track record of success overseeing global accounting operations. Guide and motivate a team of accounting professionals to grow their career, including development of technical and ...
Compliance Officer - Alternatives
A leading alternative investment manager is looking to hire a Compliance Officer. Assist with compliance testing and annual compliance review. An ideal candidate will have prior generalist compliance experience at another alternative investment manager. Draft and update compliance policies and proce...