Responsibilities
under the Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision .
Job ID R0332516
Estimation Governance Manager - Controls Management Vice President
As an Estimation Governance Manager - Controls Management Vice President in the Estimation Controls Team, you will support the consumer-facing businesses within Consumer & Community Banking (CCB) and Asset Wealth Management (AWM), serving across Estimation Development and Estimation Controls and...
Investigations, Compliance & Privacy | Vice President
You may also work on reporting and compliance with the Sarbanes-Oxley Act, Foreign Corrupt Practices Act ("FCPA") and federal securities law. By understanding, respecting, and honoring the needs of our employees, clients, and communities, AlixPartners actively promotes an inclusive environ...
Business Continuity & Disaster Recovery Manager, Vice President
This includes establishment of Standards and Guidelines, where needed, Business Continuity Plans (BCPs), Business Impact Analyses (BIAs), risk and threat monitoring procedures, governance, and reporting processes. Manage, coordinate and actively participate in regulatory and third-party independent ...
Fixed Income Compliance Officer
Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity. The Ad...
Vice President - Program Manager - Digital Payments
Manage operating model - responsible for documentation, implementation, and ongoing strategy and planning for agile ceremonies (core and sprint), product cabinets, cross-organizational stakeholder engagement and Quad (design, technology, analytics and product) collaboration. You will manage and have...
Vice President, Regulatory and Supervisory Management (RSM)
The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. Specifically, GMS facilitates a sustainable First Line Supervision framework that suppo...
Compliance Testing & Policies Manager
The Compliance Testing & Technology Manager will work closely with the Compliance Monitoring Program (CMP) testers to foster consistency, efficiency and effectiveness and to ensure the testers understand their responsibilities and satisfy them and to share best practices and approaches. The role wil...
Anti-Financial Crime & Compliance Model Validator - Assistant Vice President
Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision. ...
Risk Management - Capital Risk Management Team - Market Risk Vice President
Guide independent assessment, measuring, monitoring, and control of capital risk across the Firm, ensuring the Firm has the sufficient level or composition of capital to support business activities and associated risks during normal economic environments and under stressed conditions. You help the f...
Vice President
Prior experience must include five (5) years in the following: compliance experience within the financial services industry; drafting and updating relevant compliance policies and procedures within the financial services industry; performing compliance testing, including the review of surveillances,...