Market Surveillance AnalystVirtualVocations • Garden Grove, California, United States
serp_jobs.error_messages.no_longer_accepting
Market Surveillance Analyst
VirtualVocations • Garden Grove, California, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Market Surveillance Analyst to join its Market Regulation team.
Key Responsibilities
Monitor trading activity to detect suspicious patterns and escalate concerns
Conduct post-trade reviews and investigations of potential rule violations
Ensure adherence to regulations and assist in preparing responses to regulatory inquiries
Required Qualifications
Bachelor's Degree in Economics, Finance, Math, or Juris Doctorate
3+ years of experience in Compliance within financial services or equivalent
Familiarity with futures markets and trading
Experience with Trade Surveillance Platforms is a plus
Knowledge of futures exchange operations and regulations
serp_jobs.job_alerts.create_a_job
Surveillance Analyst • Garden Grove, California, United States
Job_description.internal_linking.related_jobs
We are a leading e-commerce company in the lighting industry, dedicated to providing high-quality lighting solutions to customers across various platforms.
Our team is young, dynamic, and full of en...serp_jobs.internal_linking.show_more
Marketing Intelligence Analyst.The Marketing Intelligence Analyst is responsible for gathering and analyzing guest, competitor, and market data to support strategic decision-making.This role involv...serp_jobs.internal_linking.show_more
SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not.
Today SpaceX is actively developing the technolo...serp_jobs.internal_linking.show_more
Salary Pay Range for This Position : $89,658.With a high degree of independence, and using sound judgement and critical thinking, perform complex card fraud analyses and strategy support using advan...serp_jobs.internal_linking.show_more
Municipal Credit Research Analyst.PIMCO is a global leader in active fixed income with deep expertise across public and private markets.
We invest our clients' capital across a range of fixed income...serp_jobs.internal_linking.show_more
Come work with us at Coast Community College District!.Coast Community College District provides generous health and welfare benefits, district paid life insurance, a solid retirement plan, and 21 ...serp_jobs.internal_linking.show_more
Surveillance Investigator - Los Angeles, CA.Attention Military Affiliated Job Seekers : Our organization works with partner companies to source qualified talent for their open roles.The following po...serp_jobs.internal_linking.show_more
We are searching for an experienced Sales Analyst for our Store Support Center located at 600 Citadel Drive, Commerce, CA, 90040.
The Sales Analyst is responsible for providing insights and recommen...serp_jobs.internal_linking.show_more
INVESTIGATIONS is an investigative firm specializing in providing Workers' Comp.Sub-rosa, investigative services to law-firms, TPA, insurance carriers, self-insured, and municipalities.We have main...serp_jobs.internal_linking.show_more
Inter-Con Security Systems Job Opportunity.Founded in 1973, Inter-Con Security Systems, Inc.US-owned security company, providing integrated security solutions to government and commercial customers...serp_jobs.internal_linking.show_more
We're looking for a dedicated and experienced Surveillance Manager to join our team here at Parkwest Bicycle Casino- Located in Bell Gardens, California!.
Supervise and coordinate the activities of ...serp_jobs.internal_linking.show_more
UniUni, a North American leader in last-mile logistics, delivers tens of millions of parcels annually in Canada, from Coast to Coast, and is rapidly expanding across the United States.Founded in 20...serp_jobs.internal_linking.show_more
Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success....serp_jobs.internal_linking.show_more
Our extensive collection features iconic global brands, emerging labels, and proprietary lines, all rooted in an active and social lifestyle.
Based in sunny Southern California, our.The RSC is where...serp_jobs.internal_linking.show_more
Surveillance Investigator Position.Command Investigations LLC is a dynamic and forward-thinking investigative company that has been at the forefront of the industry since its establishment in Septe...serp_jobs.internal_linking.show_more
ESSENTIAL JOB FUNCTIONS Analyzes global markets for IT Services, servers, storage, backup, IT security, productivity software, remote monitoring services, hyperconvergence and IoT.Studies SMB and m...serp_jobs.internal_linking.show_more
Emerging Safety Investigation Analyst.Duration : 6+ months Work Location : Fountain Valley, CA 92708.Responsible for identifying and reporting safety, compliance, and regulatory concerns on Genesis m...serp_jobs.internal_linking.show_more
Private Credit Surveillance Analyst.Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead our policyholders count on us to be there when it matters most.I...serp_jobs.internal_linking.show_more
You are a high achiever looking to thrive in a fast-paced environment.You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals.You can communica...serp_jobs.internal_linking.show_more
A well-known apparel brand is seeking a.You will master the full analytics lifecycle : from designing executive-ready data visualizations to build / productionize robust Machine Learning (ML) models.I...serp_jobs.internal_linking.show_more
Market Research Analyst
Leonlite • Eastvale, CA, USA
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
serp_jobs.last_updated.last_updated_30
Marketing Intelligence Analyst
Living Spaces • La Mirada, CA, US
serp_jobs.job_card.part_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Intelligence Analyst
SpaceX • Inglewood, CA, US
serp_jobs.job_card.permanent
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Fraud Intelligence Analyst (Anaheim, CA)
Wescom Credit Union • Anaheim, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Credit Research Analyst, Municipals
PIMCO • Newport Coast, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Research Analyst - Senior
Coast Community College District • Costa Mesa, CA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Surveillance Investigator - Los Angeles, CA
VetJobs • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Sales Analyst
El Super • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Surveillance Investigator
A.N. Investigations, LLC • Orange, California, United States
serp_jobs.job_card.part_time
serp_jobs.filters_job_card.quick_apply
serp_jobs.last_updated.last_updated_variable_days
Analyst Supervisor (69318)
Inter-Con Security Systems • Baldwin Park, CA, US
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Surveillance Supervisor (Bell Gardens, CA.)
Parkwest Casinos • Bell Gardens, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Surveillance Systems Specialist
UniUni Logistics • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
serp_jobs.last_updated.last_updated_30
Sr. Business Intelligence Analyst
Cathay Bank - Headquarters • Rosemead, CA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Sr. Merchandising Systems Analyst
Tillys • Irvine, CA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Surveillance Investigator
Command Investigations • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Analyst
TradeJobsWorkforce • 90060 Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Emerging Safety Investigation Analyst
LanceSoft • Fountain Valley, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Private Credit Surveillance Analyst
Pacific Life • Newport Coast, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Market Intelligence Analyst
Avison Young • Los Angeles, CA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Sr Data Analyst - E-Commerce (Beverly Hills)
Analytic Recruiting Inc. • Beverly Hills, CA, US
serp_jobs.job_card.part_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted