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Senior Compliance Associate - Quality Assurance

VirtualVocations
Santa Clara, California, United States
Full-time

A company is looking for a Senior Compliance Associate - Quality Assurance.Key Responsibilities : Oversight of reviewing and ensuring Enhanced Due Diligence documentation files and dispositionReview of new or changing regulations impacting the bank from a high risk customer or transaction monitoring perspectiveParticipate in new business initiatives, new product development, and product analysisRequired Qualifications : 3-5 years of BSA / AML banking compliance or regulatory experienceExperience with FFIEC Exam Manual high risk customer types, transaction monitoring, and case investigationsBachelor's Degree required, with advanced degree(s) desiredCAMS and / or ACFCS certification desired

18 days ago
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