Regulatory Compliance Specialist Lafayette, IN - $60k - $75k / year
Aegis Worldwide is seeking a Regulatory Compliance Specialist to lead and manage investigations into potential violations of laws, regulations, and Subaru policies.
This role is responsible for tracking and analyzing compliance risks and trends across the organization, ensuring compliance with all legal and regulatory requirements.
Key Responsibilities :
- Develop and implement effective compliance investigation strategies and processes to address violations of laws, regulations, and internal policies.
- Conduct thorough investigations into fraud, abuse, and compliance issues, providing objective analysis and accurate documentation.
- Collaborate with Legal, HR, Risk Management, Finance, and Manufacturing teams to mitigate compliance risks and ensure proper resolution of investigations.
- Lead full-cycle investigations, from initial reports to corrective actions, while monitoring compliance and ensuring timely resolutions.
- Prepare and present detailed investigation reports to the Executive Compliance Committee, senior leadership, and regulatory authorities.
- Provide compliance training and guidance to employees, promoting a culture of ethical behavior and accountability.
- Analyze compliance data to identify trends, benchmark against key metrics, and offer recommendations for process improvement.
- Assist with spot audits and compliance monitoring initiatives to ensure ongoing adherence to regulations.
Minimum Qualifications :
- Bachelor’s degree in a related field
- 4+ years of experience in compliance, investigations, or a similar role
- Strong understanding of regulatory requirements and compliance investigation best practices
Regulatory Compliance Specialist 3
We are looking for a Regulatory Compliance Senior Specialist who is looking to grow their career in Cloud. Oracle Cloud Infrastructure (OCI) provides highly cost effective and high performance IaaS & PaaS Cloud solutions to its customer and they come to expect industry-leading security and complianc...
Regulatory Compliance Specialist
As a Regulatory Compliance Specialist you will coordinate and execute risk-based regulatory compliance monitoring reviews and advisory support across all lines of business in order to evaluate and ensure appropriate compliance with all applicable federal and state banking laws and regulations. Coord...
Regulatory Compliance Specialist 4
We are looking for a Regulatory Compliance Principal Specialist who is looking to grow their career in Cloud. Oracle Cloud Infrastructure (OCI) provides highly cost effective and high performance IaaS & PaaS Cloud solutions to its customer and they come to expect industry-leading security and compli...
Regulatory Compliance Specialist
Commonwealth Engineers seeks an experienced Regulatory Compliance Specialist to join our award-winning engineering design and consulting firm. Communicate compliance and enforcement schedule progress to regulatory agencies. Execute compliance assistance duties under the following Clean Water Act (CW...
Regulatory Compliance Specialist
Regulatory Compliance Specialist – Lafayette, IN - $60k - $75k/year. Aegis Worldwide is seeking a Regulatory Compliance Specialist to lead and manage investigations into potential violations of laws, regulations, and Subaru policies. This role is responsible for tracking and analyzing compliance ris...
VP, Compliance Officer
A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and other regulatory requirements by completing compliance risk assessments and testing and quality control reviews to determine the effectiveness of internal control...
CRA Compliance Manager
We are currently seeking a CRA Compliance Manager that will be responsible for maintaining and overseeing an enterprise-wide program to adhere to the requirement of the Community Reinvestment Act and the Bank's Community Growth Plan (CGP). The role is a specialized senior Compliance role with direct...
Construction Project Manager
JobPosting","title":"Construction Project Manager ","datePosted":"2024-10-08T00:00:00","validThrough":null,"description":"This position provides a growth opportunity for a Project Manager to have ownership of a variety of projects, while mentoring our junior level staff. The Project Manager will be ...
Regulatory Specialist
The Regulatory Specialist is responsible for regulatory affairs activities to assist in regulatory submission, annual reports, registrations and listings. Stay abreast of regulatory procedures and changes in regulatory climate. Support external regulatory agency audits, providing regulatory input to...
Manager, International Compliance Services
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...