Bank Compliance : 2 years minimum experience in Bank Compliance
Remember to check your CV before applying Also, ensure you read through all the requirements related to this role.
Description
ESSENTIAL FUNCTIONS AND BASIC DUTIES : 1. Stay updated on relevant laws, regulations, and industry standards that apply to banking.
2. Develop and implement compliance policies and procedures tailored to the bank's needs and regulatory requirements.3. Provide regular training to employees to ensure they understand their compliance obligations and how to fulfill them.
4. Monitor activities within the organization to identify any potential compliance violations or areas of risk.5. Conduct regular audits and assessments to evaluate the effectiveness of compliance programs and identify areas for improvement.
6. Promptly investigate any incidents or reports of non-compliance and take appropriate corrective action.7. Foster open communication channels within the organization so that employees feel comfortable reporting compliance concerns.
8. Maintain thorough documentation of compliance activities, including policies, training records, audit findings, and incident reports.
9. Collaborate with other departments, such as loan, deposits, operations, marketing, HR, and IT, to ensure a comprehensive approach to compliance.
10. Continuously monitor changes in regulations and industry best practices, and update compliance programs accordingly.
Education
Bachelor's (Preferred)
401K, 401K matching, insurance (health / dental / vision / life), PTO, ESOP, short-term disability, long-term disability, AD&D
Anytime you feel your debit card has been compromised, lost or stolen please call one of our branches immediately or Fraud Watch 24 / 7 at 1-866-842-5208 .
Online Banking Security Information
Learn more about how to protect your identity and online account by visiting our new Online Banking Security section.
J-18808-Ljbffr
Compliance Officer Details
Bank Compliance: 2 years minimum experience in Bank Compliance. Develop and implement compliance policies and procedures tailored to the bank's needs and regulatory requirements. Provide regular training to employees to ensure they understand their compliance obligations and how to fulfill them. Mon...
Senior Associate Business Analyst
A company is looking for a Senior Associate Business Analyst to support data analysis and reporting in the healthcare sector. ...
Claims Compliance and Audit Specialist
Claims Compliance and Audit Specialist. Responsible for executing quality and compliance assessments and/or engaging in regulatory management activities. Partners with key stakeholders to improve compliance with state laws and measures adherence to internal claims procedures. Delivers actionable rep...
Director, Financial Policy, Tax and Compliance
Director, Financial Policy, Tax and Compliance. Director, FInancial Policy, Tax and Compliance. Develop and expand finance division website with drafting, editing, organization and publication of policies, procedures, forms and regular communications to the university community for all finance divis...
Security Officer
Valid NYS Security Guard license or a current NYS Police/Peace Officer as defined by the NYS Criminal Procedure Law section 1. Maintains order, detects crime, and works to prevent future occurrences; operates system vehicles; enforces System Security policies. Operates and maintains all security and...
Lead Business Analyst
BA/BS degree preferably in Business, Finance, Economics, Computer Science or a related discipline and 7 years of Analyst experience; in lieu of a degree a minimum of 11 years of Analyst experience. Responsibilities may include planning, design, and developing efficient business, financial and operat...
Chief Operating Officer
As the Chief Operating Officer, you will be responsible for overseeing the day-to-day operational functions, ensuring that all business units operate efficiently and effectively. ...
Unarmed Security Officer-Melville
ARE YOU EARNING PAID VACATION? We offer 2 weeks a year after each 6 months of employment! WE CARE ABOUT YOU AT METRO ONE LOSS PREVENTION GROUP Join our Team! Need a CHANGE? Become a Security Officer! Seeking Work Life Balance? How about paid vacation WE HAVE THAT! One of the few in the industry that...
Senior Director of Fiscal Compliance and Strategic Initiatives, Bureau of Controller
Under the direction of the Controller, the Senior Director for Fiscal Compliance and Strategic Initiatives, will assume oversight responsibility for the respective units of Cash Management, Miscellaneous Payments, and bureau-wide reporting and fiscal data analysis which are paramount to evaluating t...
Quality & Compliance Manager
Our client is a world-class global leader in the defense / Aerospace manufacturing sector and they are currently searching for a highly experienced Quality and Compliance Manager. The Quality & Compliance Manager will be responsible for leading and managing the AS9100 certification project for our a...