Our client is a bank. They seek a Trust Compliance & Risk Officer to join their Manhattan, NY office.
Check below to see if you have what is needed for this opportunity, and if so, make an application asap.
Responsibilities
- Handle compliance and risk management for the Investment Management and Trust Divisions
- Ensure compliance with applicable federal and state fiduciary and investment regulations
- Periodically review and monitor compliance with Trust department policies and procedures
- Verify effective policies are in place for all trust operational and investment processes
- Review all new portfolio / account openings to ensure proper legal documents are obtained
- Prepare compliance and risk management-related oversight committee meeting materials
- Confirm the system of internal controls in place to safeguard trust assets as appropriate
- Conduct compliance monitoring for internally managed fixed income and equity accounts
- Monitor the handling of client complaints to ensure adherence to Bank-wide requirements
- Complete periodic training with Trust personnel concerning regulatory requirements
Requirements
- Bachelor’s degree
- 7+ years of trust compliance experience
- Financial services operational background
- Knowledge of trading and investment management systems
- Understanding of trust administration policies and procedures
- Excellent verbal / written communication skills
- Strong supervisory and organizational skills
- Skilled in MS Office Suite
Job ID # 16962
Tagged as : Hybrid Remote / Office
J-18808-Ljbffr
Trust Compliance & Risk Officer
They seek a Trust Compliance & Risk Officer to join their Manhattan, NY office. Handle compliance and risk management for the Investment Management and Trust Divisions. Periodically review and monitor compliance with Trust department policies and procedures. Prepare compliance and risk managemen...
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