Job Description
The Role
As the leader of the Compliance team for Fidelity Digital Assets , you will provide regulatory advice and support to Fidelity’s full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets by serving as an informed and trusted partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory, and legal obligations.
In this role, you will :
Lead all aspects of compliance for both Fidelity Digital Asset Services, LLC (New York State-chartered limited liability trust company), Fidelity Digital Assets, Ltd.
UK entity), and Fidelity’s future VASP (Ireland entity) and ensure compliance with laws, regulatory requirements, policies, and procedures.
Serve as an officer of the New York trust company, addressing the board of directors regularly on compliance, regulatory, industry, and enforcement matters.
Develop the compliance business plan, structure, and strategy for the U.S. and international teams; build processes and improve controls to ensure compliance with regulations.
Partner closely with the Head of Fidelity Digital Assets and support business development, client service, and product teams by reviewing new products for regulatory and operational compliance risks, presenting the compliance program to prospects and government bodies, performing due diligence on new prospects, and providing mentorship on regulatory topics.
Lead the U.S. and international regulatory programs, including the registration and licensing processes, maintaining relationships with regulators, supporting regulatory exams and inquiries, supervising requirements tracking, and identifying international, federal, and state rule changes.
Work closely with the AML and Sanctions Officer and support all aspects of the AML analytics, surveillance, and investigation teams’ activities.
Manage a team of expert compliance associates.
The Expertise and Skills You Bring
10+ years compliance and / or legal experience in the financial services industry, including a robust understanding of and experience with digital assets, blockchain and wallets and an understanding of the regulatory landscape in digital assets.
Experience supporting regulatory exams and leading interactions with banking regulators.
4-year college degree required; JD preferred
Experience and passion for leading and mentoring an international team and supporting a culture of diversity, inclusion, ownership, and empowerment.
A strong ability to work and thrive in a fast paced, start-up environment operating in an uncharted regulatory environment.
A record of success influencing key decision makers through a combination of knowledge, reasoning, and relationships
Shown success working collaboratively across various teams, including Legal, Operations, Risk and Audit
An ability to quickly synthesize information, make decisions and respond to shifts in priorities.
The Team
The Chief Compliance Officer for Fidelity Digital Assets reports to the Head of Compliance for Fidelity Investments. Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering.
Fidelity Compliance reports into the Chief Administrative Officer.
cryptojobs
Certifications :
Executive Vice President - Chief Technology Officer
The Executive Vice President, Chief Technology Officer will be responsible for driving the overall technology strategy, governance, architecture patterns/ principles and processes to maximize the impact of technology in support of the company's business priorities and growth objectives. This role wi...
Senior Compliance Officer
The Compliance Officer will inform and educate appropriate personnel, senior management and the Board of Directors of all compliance responsibilities. We are looking for a Senior Compliance Officer for a strong community bank that offers a collaborative culture and outstanding leadership. The role o...
Vice President, Architecture
At Fidelity, our Contact Centers are an essential way for customers and clients to interact with the right Fidelity associate for their financial goals, needs, and questions. For information about working at Fidelity, visit FidelityCareers. As part of its overall cloud and technology transformation,...
Principal Software Engineer - Digital Assets APIs
Fidelity Investments Company, is developing a full-service enterprise-grade platform for storing, trading, and servicing digital assets, such as Bitcoin and Ethereum. As a Principal Software Engineer for Digital Assets APIs, you will be responsible for building and maintaining a new API platform for...
Global Aml Trade Finance Advisory Compliance Manager, Vice President
Regularly coordinates with regional and local AML officers. Regularly coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. Typically requires 7+ years of financial industry and compliance experience, preferably within a global organizat...
Global Corporate & Investment Banking – Compliance Officer, Vice President – Hybrid (Irving, TX)
The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing compliance support, guidance, and oversight to MUFG Bank’s Global Corporate & Investment Banking (“GCIB”) business unit. The Compliance Officer will assist in the mana...
Compliance Business Control Officer - Vice President - Hybrid
The USPB Chief Operating Office Enabling Functions Business Control Team is committed to excellence and committed to delivering operational efficiencies for USPB Chief Operating Office, USPB Analytics and USPB Client Experience. The goal of this team is to provide a centralized control oversight and...
Senior Vice President Regional Manager - Distributed Retail Sales
Senior Vice President Regional Manager - Distributed Retail Sales. Responsible to hire and manage teams of Mortgage Loan Officers, Sales Managers and Sales Support managers/staff. Present platform performance and progress to Western Alliance and Amerihome Mortgage Senior Executives as well as compan...
Vice President, Squad Leader, Content Platforms
Workplace Digital Experiences (WDX) is a team of product management and development teams responsible for the digital platforms that provide benefits and services for Fidelity's thousands of corporate clients and millions of their employees. Fidelity's Workplace Digital Experiences (WDX) is seeking ...
Full Stack Senior/Lead Java Developer(Financial Domain)-Vice President
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega...