Chief Compliance Officer - Mortgage

Larson Maddox
New York, United States
$200K-$250K a year
Permanent
Full-time

Our client, a global FinTech who specialize in Mortgage Securitization and Servicing is seeking to hire a Chiefpliance Officer to providepliance leadership and direction to firm.

Chiefpliance Officer - Mortgages

Our client, a global Fin-Tech who specialize in Mortgage Securitization and Servicing is seeking to hire a Chiefpliance Officer to providepliance leadership and direction to firm.

Reporting into the Board, the Chiefpliance Officer will be responsible for building out and standing up a best-in-classpliance function, working closely with senior business leaders to implement and drive a goodpliance culture.

The firm, among others, Securitizes loans and also manage the full Loan Bidding process.

This will be a stand-alone role with a mandate to build a team as the firm grows.

The Chiefpliance Officer will be responsible for

  • Providing specialist product and businesspliance Advice to key stakeholders and senior leaders in the business focusing among others, Controls as well as Policy & Procedures.
  • Managing licensing requirements
  • Provide specialistpliance advice and guidance for loan acquisitions and securitization transactions
  • Engagement with external regulators for regulatory approvals and requests for information
  • Working closely with business leaders to implement regulatory initiatives.
  • Running targeted risk assessments and developing Controls

The Chiefpliance Officer should have the following qualifications

  • 10 years of relevantpliance experience in Mortgages, either Consumer or Wholesale
  • Excellent working knowledge of the regulationserning the Mortgage space.
  • Experience of developing and implementing Policies and Procedures in the Mortgage space
  • Exceptionalmunication skills

Job ID PR / 501707

30+ days ago
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