A company is looking for a Trading Analyst to manage the trading process and support financial advisor teams.Key ResponsibilitiesManage the trading process flows between financial advisor teams, operations, compliance, and investmentsUtilize trading software to ensure efficient and accurate trade executionProvide support to financial advisor teams and assist in client retention and acquisitionRequired QualificationsBachelor's degree in business, finance, or economics3+ years of financial product and trading experienceSeries 7, 66 security and Insurance licenses or ability to obtain themAdvanced knowledge of Tamarac Advisor Rebalancing platformMust be in good compliance standing with all rules, regulations, and policies
Trading Analyst - Series 7 66
A company is looking for a Trading Analyst to manage the trading process and support financial advisor teams. ...
Senior Governance Risk Compliance Analyst
A company is looking for a Senior Governance, Risk, and Compliance (GRC) Analyst to join their Security & Compliance team. ...
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Manage key data validations, including interaction with functional leads in data stewardship and identifying and driving resolution of data issues. The Lead Business Intelligence & Analytics Analyst will be able to document data findings, provide details, and present findings with recommendation...