Rate : $65 / hour
Onsite 1 day per week
- Serves as the examiner-in-charge responsible for the execution of M&T Testing reviews.
- Prepares information requests and announcement memoranda.
- Performs assigned field work to validate the efficacy of internal controls and provide direct oversight of assigned staff and their assignments.
- Performs Control Design Effectiveness analysis and review of the applicable rules and regulations.
- Ensures that cohesive work papers are prepared for each engagement in accordance with department standards.
- Identifies underlying issues and escalation / validation thereof with stakeholders.
- Drafts high-quality issue memoranda and reports, that clearly articulate identified issues and provide actionable recommendations in a professional tone.
- Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts.
- Stays abreast of changing regulatory requirements and Bank's business model to maintain a solid foundation of the applicable regulatory framework.
Financial Crimes Compliance Monitoring & Testing Consultant
Serves as the examiner-in-charge responsible for the execution of M&T Testing reviews. ...
Vice President, Corporate Compliance Monitoring and Testing - Team Review Lead - Americas Team
SMBC's Compliance Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ...
Vice President, Corporate Compliance Monitoring and Testing - Team Review Lead - Americas Team
SMBC's Compliance Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ...
Compliance Independent Testing Examiner - Consultant
Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Compliance Independent Testing (CIT) Manager and/or Head of CIT in order to assess and review compliance with legal, regulatory and internal firm policy and p...
Compliance Independent Testing Examiner - Consultant
Compliance Independent Testing Examiner - Consultant. ...
Vice President, Corporate Compliance Monitoring and Testing - Team Review Lead - Americas Team
SMBC's Compliance Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ...
Swap Dealer Monitoring & Testing Consultant
Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements. Assisting the development and refinement of M&T monitoring scripts. ...
Compliance Monitoring & Testing - Swap Dealer Compliance Vice President
SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). This position will principally serve as a team member for M&T annual planning, monitoring and testing reviews. Has a Compliance Testing, NFA or Internal Audit background. Serves as th...
Compliance Monitoring & Testing Associate, Regulatory
This position will principally serve as a team member for the planning and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. Sumitomo Mitsui Banking Corp...
Associate Tax Consultant (Seasonal, Business)
If you are a highly motivated individual with business tax preparation experience and excellent communication skills, we need you to help our customers complete their taxes using Intuit TurboTax Business products. The ideal candidate will possess a strong knowledge of federal and state tax laws and ...