The AVP, Investment Executive is responsible for managing existing client relationships, either working with a more experienced advisor or on their own.
The individual may be responsible for formulating and implementing advice, but may also rely on technical specialists to develop product, investment, or planning recommendations.
Qualifications :
- Bachelor’s Degree required. Will consider commensurate experience.
- Minimum three years pf experience selling mutual fund products, life insurance, stocks and bonds.
- NASD Series 7, Series 63, Series 65 or 66 & Life and Health Licenses.
- Strong interpersonal skills.
- Strong time management and organizational skills.
- Ability to prioritize and manage multiple projects.
- Functional familiarity with all aspects of Windows applications and navigation as well as competency with Microsoft Word of a similar word processing program.
All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing, and monitoring the risk they encounter daily as required by Dollar Bank’s risk management program.
Compliance with regulatory laws and company procedures is a required component of all position descriptions.
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