Auditor - Consumer & Compliance

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career a place to expect more opportunities.

If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit.

The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law.

Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years.

You may review, modify, or update your information by visiting and logging into the careers section of the system.

Job Description :

At Regions, the Auditor performs internal audit activities in accordance with the Standards for the Professional Practice of Internal Auditing (SPPIA).

Primary Responsibilities :

• Assists in the development of the audit engagement plan, such as identifying and assessing risk.
• Performs audit engagements according to the internal audit methodology with limited supervision.
• Creates workpapers that meet the audit evidence requirements with limited supervision.
• Drafts audit issues using established criteria in the internal audit methodology.
• Identifies process improvements for the business based on understanding and analysis of process flows / operations.

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements :

• Bachelor's degree in Accounting, Finance, or related field.
• Two (2) years of experience in internal audit, external audit, banking, or risk management / compliance.

Preferences :

Professional certification or progression towards one, preferably CPA, CIA, CISA, CFSA, CRCM, CFE, CRP, CAMS, CFIRS, CISSP, or CBA.

Skills and Competencies :

• Ability to listen actively and ask questions as required to validate understanding.
• Ability to identify the appropriate level, timing, and type of communications for different audiences.
• Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.).
• Strong time management and prioritization skills.
• Strong verbal, written communication, and organizational skills.
• Strong work ethic and self-motivation.

The Consumer & Compliance Auditor will seek a thorough understanding of processes related to consumer / mortgage loans, deposit products and services, regulatory compliance (specifically consumer protections laws and regulations), and branch and product delivery.

They will utilize their knowledge of audit fundamentals and financial services risks / controls to challenge and test the business process control design to ensure Regions achieves objectives.

Previous experience auditing the following areas, along with experience in the development and utilization of data analytics in audit work to test related business risks, is preferred.

Experience with financial controls and SOX also preferred :

• Mortgage / consumer loan origination and servicing.
• Deposit products and operations.
• Branch and product delivery channels.
• Regulatory compliance.

This position may be filled at a higher level depending on the candidate’s qualifications and relevant experience.

Position Type : Full time

Compensation Details :

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include : experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role.

As these factors vary by individuals, pay will also vary among individual associates within the same job.

Job Range Target :

Minimum : $61,649.20 USD

Median : $83,180.00 USD

Incentive Pay Plans : This job is not incentive eligible.

Benefits Information :

Regions offers a benefits package that is flexible, comprehensive and recognizes that 'one size does not fit all' for benefits-eligible associates.

Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions :

• Paid Vacation / Sick Time
• 401K with Company Match
• Medical, Dental and Vision Benefits
• Disability Benefits
• Health Savings Account
• Flexible Spending Account
• Life Insurance
• Parental Leave
• Employee Assistance Program
• Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time.

To learn more about Regions’ benefits, please click or copy the link below to your browser :

https : / / www.regions.com / welcometour / benefits.rf

Location Details : Riverchase Complex North Building, Hoover, Alabama

Bring Your Whole Self to Work

We have a passion for creating an inclusive environment that promotes and values the differences that make each of us stand out as unique individuals and help provide valuable perspective that makes us a better company and employer.

More importantly, we recognize that creating a workplace where everyone, regardless of background, can do their best work and thrive is the right thing to do.

OFCCP Disclosure : Equal Opportunity Employer / Disabled / Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting.

Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

J-18808-Ljbffr