International bank located in Midtown Manhattan looking to bring on a new VP, AML Compliance Audit to join their team. The role is currently in a hybrid capacity (4 days per week).
Responsibilities :
- Prepare for each assigned audit by reviewing all relevant materials
- Design and execute assigned audit tests timely and document all test results within the Bank’s
internal audit methodology and work papers quality standards
Analyze all evidence materials submitted to ensure compliance with regulations, regulatory
expectations and internal policies and procedures, and recommend opportunities to strengthen the
internal control structure, where applicable
- Communicate audit progress and potential gaps / findings timely
- Ensure the final audit reports and deliverables are complete, accurate, concise and timely, and
incorporate any applicable feedback
Evaluate management action plans to ensure that the audit issues identified are adequately
addressed
Design and execute audit tests on assigned issue validations timely and document all audit test
results within the Bank’s internal audit methodology and work paper quality standards
- Follow-up with the responsible parties to ensure control issues are effectively resolved
- Conduct continuous monitoring timely
- Understand the changes to the internal and external environment, assess the impact, communicate
any emerging issues to management and adjust validation strategy and / or testing
program / coverage, where necessary
- Support the update of risk assessments and audit plans
- Incorporate any feedback received from the Auditor-in-Charge and Team Lead into future projects
- Partner with data analytics, where possible, to develop innovative audit automated test tools
VP, AML Compliance Audit
International bank located in Midtown Manhattan looking to bring on a new “VP, AML Compliance Audit” to join their team. Design and execute audit tests on assigned issue validations timely and document all audit test. Prepare for each assigned audit by reviewing all relevant materials. Design and ex...
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