A company is looking for a Chief Compliance Officer for their Swap Dealer operations.Key ResponsibilitiesLead and oversee compliance programs for Swap Dealer employees, ensuring adherence to regulationsManage a team of compliance professionals focused on SDR reporting, trade surveillance, and trade reconstructionOversee the conversion of core systems and implementation of new transaction surveillance platformsRequired QualificationsStrong understanding of Interest Rate swaps, Commodity hedging, and Foreign Exchange transactionsSignificant experience with CFTC / NFA swap dealer regulations, including SDR reportingThorough understanding of industry trends and regulatory intelligence resourcesFamiliarity with back office and transactional systemsSatisfy NFA swaps proficiency requirements
Swap Dealer Chief Compliance Officer
A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
Chief Compliance Officer, Consumer Bnkg
In the role as Chief Compliance Officer of RBC Bank GA (CCO), you will partner with the RBC-US Chief Compliance Officer and together will be responsible for implementing an effective compliance program that adheres to the framework, policies and standards of the parent company, one that fulfills the...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Student Services Officer Compliance Coordinator
The primary function of this position is to serve as the Compliance Coordinator supporting VA and DoD eligibility compliance and benefit processing, and NCAA compliance and student-athlete eligibility processing. Student Services Officer Compliance Coordinator. Monitor the VA education benefit stude...
HIEA Compliance Officer
The Compliance Officer will be familiar with risk management, comfortable leading internal risk assessments, and possess knowledge of HIPAA and NIST privacy and security requirements for health information networks. Proven experience as a Compliance Officer. Assist with the development and implement...
Senior Compliance Officer
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
GMP Cleaning Specialist
Piper Companies is actively searching for a detail-oriented .North Carolinians and patients they serve.GMP spaces in accordance with Standard Operating Procedures (SOPs).This role is crucial in ensuring the facility meets the highest standards of cleanliness and safety.Responsibilities of the GMP Cl...
Delivery Driver - No Experience Needed.
Available in over 4,000 cities in the U.S, DoorDash connects local businesses and local drivers (called Dashers) with opportunities to earn, work, and live.All you need is a mode of transportation (bike, car, scooter) and a smartphone to start making money.You can even sign up and begin working that...
Delivery Driver
Available in over 4,000cities in the U.S, DoorDash connects local businesses and localdrivers (called Dashers) with opportunities to earn, work, andlive.All you need is a mode oftransportation (bike, car, scooter) and a smartphone to startmaking money.You can even sign up and beginworking that same ...
Delivery Driver - Sign Up and Start Earning.
Available in over 4,000 cities in the U.S, DoorDash connects local businesses and local drivers (called Dashers) with opportunities to earn, work, and live.All you need is a mode of transportation (bike, car, scooter) and a smartphone to start making money.You can even sign up and begin working that...