A company is looking for a Broker Product Analyst to manage product inquiries and support product development in the mortgage sector. ...
Freight Broker Agent (Experience Required). If you do not have Freight Agent/Broker experience, please do not apply. Must have experience in freight brokering or freight sales. Freight Brokering: 1 year (Preferred). ...
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. ...
Assist broker-dealer clients through regulatory examinations and respond to regulatory inquiries. Serve as registered Chief Compliance Officer for firm's broker-dealer clients in limited circumstances. Strong understanding of the investment banking and institutional brokerage business. ...
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. ...
Chief Compliance Officer, Broker Dealer**. About the Role** + Work closely with the leadership team to structure and launch Yieldstreets broker-dealer capability. Act as Chief Compliance Officer of the broker dealer. Develop and implement broker-dealer related compliance programs and policies. ...
A minimum of 3 years of experience in mid-size brokerage or carrier. Current Property and Casualty Broker License. ...
Ensures that brokers are appropriately compensated in a timely manner, maintaining high levels of motivation and satisfaction among the broker team. The Medicare Broker Manager, under the direction of the Director of Medicare Sales, will be accountable for driving and achieving company defined distr...
Work with Account Managers, Brokers, and Clients to collect premiums due. ...
The key responsibilities of the position will be supporting the Goldman Sachs’ custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services business (Broker-Dealer Clearing Services business). The Broker-Dealer Clearing Services business provides...
Broker II - Financial Services Group. Aon is looking for a Broker II - Financial Services Group. As a Broker II, you will report directly to the Team Leaders of the Financial Services Group. Must maintain appropriate broker's license. ...
As a Freight Broker, you are responsible for identifying freight transport opportunities and building client relationships. Freight Brokers promote and deliver NTG’s services in accordance with established policies and procedures while pursuing company goals and objectives. ...
Interactive Brokers Group has been consistently at the , starting with the invention of the first floor-based handheld computer in 1983. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . This is an op...
Aon is looking for a Middle Market Broker in New York City, NY. As a Broker you will report directly to the New York Middle Market leader. As a Broker you will be focusing on handling new and existing business within the Middle Market Practice. Perform the duties of a Middle Market Property and Casu...
Executing on of Cyber Risks Value Propositions.Developing relationships with current Hubmercial Lines service leaders and producers to be a trusted professional resource for cyber risk and executive lines.Effectively marketing Cyber Risks coverages to our current book of retail clients and working w...
The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firm’s GAAP books, records and regulatory filings for the U. Knowledge of broker-dealer regulatory environment required. ...
Provideplete support to the brokers for the smooth running of the desk. Provide trade details to brokers and traders on a daily basis. ...
The Inside Broker is responsible for assisting the Broker in developing, managing, and sustaining profitable business by providing high level technical expertise. Partners with retail agencies and brokerage, acting as a key liaison between insurance markets and retail brokers and addressing their ne...
A financial services firm in New York City is currently seeking an experienced Compliance Consultant to join their growing team as their new Associate Director - Broker Dealer Compliance. The Associate Director - Broker Dealer Compliance will:. Assist broker-dealer clients through regulatory examina...
The Head of Broker Management will play a critical role in developing and executing strategies to enhance our relationships with brokers, ensuring their success and driving business growth. Head of Broker Management, Willis. Develop and maintain robust, collaborative relationships with brokers, ensu...
Howe Robinson Partners is looking for candidates for the full time position of Dry Cargo broker at our Fort Lee, New Jersey office. Broker with experience preferred, but recent college graduates are also encouraged to apply. A creative working environment as well as a significant international resou...
Interactive Brokers Group has been consistently at the , starting with the invention of the first floor-based handheld computer in 1983. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . ...
Adequate understanding of the private funds sector, broker-dealers, or related industries. SEC-registered investment adviser or FINRA broker-dealer. ...
Responsible for directing and impacting broker sales and retention results through ongoing initiatives and expands influence and reach of Broker Relations functions. Responsible for strategic planning and executing initiatives tied to Broker/Consultant development for assigned firms. Understands all...
As a Freight Broker, you will play a vital role in connecting shippers with carriers, ensuring seamless transportation of goods across the country. ...