A company is looking for a Broker Product Analyst to manage product inquiries and support product development in the mortgage sector. ...
IDEX Consulting are working in partnership with several highly reputable Insurance Brokers across the US. ...
Freight Broker Agent (Experience Required). If you do not have Freight Agent/Broker experience, please do not apply. Must have experience in freight brokering or freight sales. Freight Brokering: 1 year (Preferred). ...
Miryco Consultants is working with a leading independent brokerage firm with decades of experience in futures and derivatives markets. As a Delta One Broker, you will be responsible for executing and managing trades in equity swaps, CFDs, ETFs, and other equity derivatives. ...
Assist broker-dealer clients through regulatory examinations and respond to regulatory inquiries. Serve as registered Chief Compliance Officer for firm's broker-dealer clients in limited circumstances. Strong understanding of the investment banking and institutional brokerage business. ...
The Broker Dealer Regulatory Reporting Department is responsible for ensuring that the US registered broker dealers (http://www. This position is a member of the CGMI/ICG Controllers Senior management team, and has a direct responsibility and accountability of the monthly and quarterly Financial and...
Chief Compliance Officer, Broker Dealer**. About the Role** + Work closely with the leadership team to structure and launch Yieldstreets broker-dealer capability. Act as Chief Compliance Officer of the broker dealer. Develop and implement broker-dealer related compliance programs and policies. ...
TD Securities is looking for a broker-dealer accountant to join its legal entity control division in New York City. Wholesale entities, which may include multiple SEC registered broker dealers. Working knowledge of broker-dealer regulatory environment is a must. ...
Ensures that brokers are appropriately compensated in a timely manner, maintaining high levels of motivation and satisfaction among the broker team. The Medicare Broker Manager, under the direction of the Director of Medicare Sales, will be accountable for driving and achieving company defined distr...
Ensures that brokers are appropriately compensated in a timely manner, maintaining high levels of motivation and satisfaction among the broker team. The Medicare Broker Manager, under the direction of the Director of Medicare Sales, will be accountable for driving and achieving company-defined distr...
A minimum of 3 years of experience in mid-size brokerage or carrier. Current Property and Casualty Broker License. ...
Minimum 4 Years Experience with writing application software (IIB/MQ, and Data power), data analysis, data access, data structures, data manipulation, databases, design, programming, testing and implementation.Minimum 4 Years Experience with technical and user documentation, software conversions .Mi...
Perform the services of an Insurance Broker for Worker’s Compensation, Commercial Auto, and General Liability policies. Mentor and help develop associate brokers on the team. Property and Casualty Brokers License is required. ...
Dispatching Freight Broker As a Freight Broker Dispatcher, you will play a crucial role in coordinating the transportation of goods between shippers and carriers. ...
More experienced brokers may be responsible for training and supervising Associate Brokers. This role incorporates a wide level of expertise, but always assumes the broker is capable of handling accounts independently. Conduct program peer reviews and provide coaching to brokers in training. ...
As a Broker, you will work with Senior Brokers, Account Executives, and leadership. Aon is Looking for a Casualty Broker – Power & Renewables. Act as a mentor for associate brokers and other team members. Input data into the appropriate brokerage systems. ...
Manages brokerage responsibilities for a book of new and recurring casualty exposures. Sorts and distributes work assignments for developing brokers. ...
This critical role involves overseeing our subsidiaries and managing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in financial services accounting, broker-dealer accounting, regulatory compliance, and financ...
A financial services firm in New York City is currently seeking an experienced Compliance Consultant to join their growing team as their new Associate Director - Broker Dealer Compliance. The Associate Director - Broker Dealer Compliance will:. Assist broker-dealer clients through regulatory examina...
The Head of Broker Management will play a critical role in developing and executing strategies to enhance our relationships with brokers, ensuring their success and driving business growth. Head of Broker Management, Willis. Develop and maintain robust, collaborative relationships with brokers, ensu...
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...
FlexTrade is looking for an experienced and motivated individual to be our Broker Relations and Service Manager. This role will be responsible for managing the service and onboarding process for our broker dealer partners. This role will report to the Global Head of Broker Partnerships. Maintain and...
Howe Robinson Partners is looking for candidates for the full time position of Dry Cargo broker at our Fort Lee, New Jersey office. Broker with experience preferred, but recent college graduates are also encouraged to apply. A creative working environment as well as a significant international resou...
Ensure accurate and timely monthly, quarterly, and year-end close processes of the broker dealer entity and associated subsidiary entities (acquired as part of a recent acquisition). Minimum of 5 years of experience in accounting, with at least 3 years in a broker-dealer environment. Strong understa...
Broker Support, Trainee Broker, Junior Broker – Future Opportunities, New York. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading ...