The Global Head of AML Risk Management - Wealth reports to Citis Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off to the Wealth line-of-business, including providing thought leadership, direction a...
The Director of Monitoring Compliance is responsible for ensuring that all organizational operations adhere to local, state, and federal regulations, particularly those set forth by the Department of Health (DOH). This role requires advanced knowledge of compliance standards and regulations, as well...
Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wid...
Compliance Director in all aspects of the Fund Offices compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wide compl...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Compliance Director in all aspects of the Fund Offices compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wide compl...
Conducting Compliance Investigations Investigate compliance incidents in the U. In this role, you will conduct investigations, offer legal guidance, manage investigation quality, engage with stakeholders, utilize data analytics, and help coordinate trade sanctions compliance. Providing Legal Guidanc...
Circle is looking for a Sanctionspliance Director that will oversee the development and management of Circle's Sanctionspliance Program. ...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Deputy Investment Banking and Regulatory Compliance Officer – Director. Types of Jobs - Compliance / Financial Security. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
This role will oversee the design and development of a risk and compliance platform product and infrastructure to support the global risk and compliance programs and strategic direction of Circle. You will achieve this by establishing a risk and compliance platform product vision, gaining consensus ...
Aramark Healthcare+ is seeking candidates for a Director of Engineering Code Compliance position at BronxCare Health System, located in Bronx, NY. Responsible for the day-to-day management of Code Compliance for the Engineering Department as it relates to the Life Safety Code and Design and Construc...
The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm’s Cash Equities Electronic Trading businesses, across two U. Analyzes and reports compliance information to Compliance and business/group management. The role will include accountability ...
Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance team. Oversee various compliance policies and procedures and compliance review of offering documents. Review placement agent agreements and monitor promoters for marketing rule compli...
Develop and implement an annual training program that covers various topics, including risk areas, policies and procedures, compliance officer and compliance committee roles, internal reporting for potential compliance issues, and claim, coding, and billing requirement. Director of Compliance and Qu...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
They are currently looking for a Director Regulatory Compliance to oversee the regulatory compliance activities and support audits. Oversee change management initiatives across sites and ensure regulatory compliance through corporate audits, external inspections, and ongoing monitoring activities. S...
Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
Broker dealer located in Midtown Manhattan looking to bring on board a “Director Fixed Income & Municipal Bond Securities Compliance” to join their team. Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping a...
Sales Director, Ads Privacy Compliance. The Privacy Sales Director will be based in New York and will play a pivotal role in driving new business growth, channeling sales, and business development. Growing new business and driving adoption of Pixalate's new privacy compliance across the digital adve...
One of the world's Largest Private Equity Firms is hiring for a Leadership position in their Global Tax Compliance & Reporting team. ...
The Director-Compliance will establish, develop and support ongoing activities related to the development, implementation, and adherence to the Company’s privacy and compliance programs in North America. This includes compliance with state and federal privacy regulations and the Company’s internal p...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment & ...