Center 1 (19052), United States of America, McLean, VirginiaAudit Director, FCC & Compliance (Hybrid)
Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee.
Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.
Audit’s vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.
Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive impactful work for the enterprise.
Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit team. As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and / or financial crimes compliance across the bank.
A Director on the Compliance Audit team will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and Commercial Compliance risks, AML, Sanctions and Fraud risk management is effective across all lines of business within Capital One.
The Director will provide input into the development of the ongoing audit plan and ensure the team maintains a comprehensive understanding of the AML, Sanctions, Fraud and broader Compliance risk profile of the audit universe.
Responsibilities :
Lead and / or execute operational related audits within Capital One, including the supervision of audit staff on related audit engagements.
Proactively monitor the assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.
Direct business unit and project audits across assigned portfolios.
Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope.
Supervise and coordinate work assignments amongst audit team members. Provide timely feedback, on-the-job training and coaching to audit staff and direct reports.
Establish and maintain good relationships with key business and audit partners. Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
Effectively represent internal audit at management meetings, internal forums, and to external organizations.
Provide subject matter expertise to audit partners and ensure comprehensive audit coverage of owned risk domains.
Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
Interpret business priorities, anticipate issues and obstacles, and
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