Pension Case Checker
Exciting Opportunity with a LeadingInternational Wealth Management Firm
We aredelighted to collaborate with an esteemed international wealthmanagement firm renowned for delivering unparalleled personalfinancial advice to expatriate clients worldwide.
Our client standsas a borderless independent financial advisory consultancyunwavering in its dedication to safeguarding clients financialfutures.
Established by UK qualified financial advisers they bringa fresh perspective to the industry characterized by dynamic energythat distinguishes them in both offshore and UK markets.
Job Summary :
This role primarilyentails file review responsibilities within the UK division of arapidly expanding international wealth management company.
As amember of a small compliance team youll focus on ensuring excellentclient outcomes through meticulous accurate advice reviews.
Youwill serve as a crucial partner to the company identifying andtaking ownership of individual and systemic advice risks as theyarise.
The role offers significant potential for growth withopportunities to explore various compliance areas based onindividual interests and business requirements.
Responsibilities and Duties :
Conductcomprehensive file reviews for retail investment and pension adviceprioritizing Defined Benefit Transfer advice files.
Provide clear consistent and constructive feedback toadvisers / paraplanners.
Monitor rework and signoff on cases upon completion.
Drive excellentclient outcomes through precise highquality advicereviews.
Manage diary effectively andprioritize reviews particularly focusing on Presalecases.
Identify common errors and participatein root cause analysis.
Contribute to theongoing enhancement of the file review framework.
Potential for involvement in Training & Competence(T&C) activities including coaching and assisting the UKCompliance Officer with annual competence assessments.
Qualifications and Skills :
Essentialqualification : Level 4 Diploma.
Preferred : AF7or equivalent pension transfer qualification. Candidates workingtowards this qualification will also be considered.
Background in IFA or network advantageous.
Strong technical acumen and communicationskills.
Essential experience in reviewingDefined Benefit Pension Transfer files.
NextSteps :
Take the next step today and seize thisexcellent opportunity to join a firm that will inspire you andpropel your career forward.
Contact us now to apply and embark on arewarding journey with our esteemedclient.
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