About the Company :
Our client is a global asset manager with over $570 billion in AUM with investment expertise in areas such as multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.
The Senior Analyst will be part of the firm’s compliance department.
Responsibilities :
- Manage the development, implementation, and testing of compliance policies as well as aiding with compliance examinations, surveillance, and training
- Prepare regulatory filings, maintain records, and oversee various service providers
- Collect and assemble materials for fund Board of Directors meetings and work closely with board members
- Be involved in the firm’s compliance program under Rules 38a-1 of the Investment Company Act and 206(4)-7 of the Investment Advisers Act
Requirements :
- Bachelor’s degree required
- 2-5 years of work experience with an investment advisor or broker-dealer
- Working knowledge of the Federal securities rules and regulations
Salary Range : $80,000-$110,000
$80,000-$110,000
Executive Decision Support - Expenses - Senior Lead Analyst - SVP(C14) - NEW YORK
The Executive Decision Support Senior Lead Analyst is a senior level position responsible for providing management with Expense analysis and insight of Citis financial results in coordination with the broader Finance team. Lead coordination and preparation of Senior Management expense presentation m...
Senior Metadata Analyst
A company is looking for a Senior Metadata Analyst - Remote/Hybrid. ...
VP, Senior Bond Analyst, Issuer Services
The Issuer Services business delivers bespoke capital market transaction services to a wide variety of clients including banks, corporations, lawyers and governments around the world.Specific transaction services are delivered in connection with Corporate Debt, Restructuring, Structured Finance, M&A...
Product Analyst Mid or Senior
A company is looking for a Product Analyst Mid or Senior. ...
Senior Risk Analyst, Loss Forecasting
We are seeking a bright and resourceful Senior Risk Analyst to join the Credit Strategy team at Octane. Prepare and present materials to senior management and other firmwide stakeholders, adapting messages to different audiences. ...
Senior Strategy Analyst
A company is looking for a Senior Strategy Analyst. ...
Senior Enterprise Security Data Protection Analyst
TikTok is seeking a motivated, mission-oriented Senior Enterprise Security Data Protection Analyst with deep knowledge and understanding of data protection and security laws and requirements in various regions. ...
Senior Email Marketing Analyst | Bankrate
Red Ventures is seeking a Senior Email Marketing Analyst to join the Bankrate team!. As a Senior Email Marketing Analyst, you'll own the vision and execution of digital strategy that enables world-class customer journeys in the financial services sector. ...
Senior Customer Data Analyst
The Senior Customer Data Analyst will be responsible for analyzing and interpreting complex customer data to provide actionable insights that drive business strategies. Prepare and present insights and recommendations to senior management and other stakeholders. Work with data scientists and other a...
Senior Compensation Analyst
At least three years of experience as a compensation analyst is required. ...