Key Responsibilities:Lead compliance team in developing and implementing policies and procedures to promote complianceManage communication and engagement with regulators and legal teamsStay current on compliance technology advancements and lead in compliance innovationRequired Qualifications:JD pref...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
Maintains and updates the compliance plan; develops and maintains ongoing compliance training; develops audit plans and timely completion of audits and dissemination of audit findings; ensures consistency and uniformity in the application of the compliance program policies and procedures; develops a...
Key Responsibilities:Lead product classification for HTS and ECCNProvide support internally and externally for trade compliance activitiesConduct audits and assessments to identify areas for improvementRequired Qualifications:Bachelor's degree in business, international trade, or related field5+ yea...
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Key Responsibilities:Develop and evolve key business strategy, financial planning, and forecastingLead financial operations team and manage financial KPIsPrepare financial presentations, support capital raise, and ensure compliance with financial rulesRequired Qualifications:15+ years of progressive...
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A company is looking for a Compliance Officer. ...
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A company is looking for a Senior Manager, Compliance for a remote full-time position. ...
A company is looking for a Specialist, Compliance OperationsKey Responsibilities:Conduct routine reviews of all active listing, sale, lease, and referral transactions in all operational states within Compliance Review ToolEnsure timely processing of real estate transaction files, adhering to establi...
A company is looking for a Chief Executive Officer. Key Responsibilities:Lead strategic planning, financial health, and sustainability effortsInvest in team success, culture, and systemsElevate public profile, attract partners and funders, and manage organizational growthRequired Qualifications:15+ ...
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A company is looking for an Affordable Housing Compliance Specialist for a remote position. ...
A company is looking for a Director, Chief Information Security Officer (CISO) for a remote position in the United States. ...
Key Responsibilities:Lead the finance function to maximize growth potential and profitability of the businessEnsure accurate financial reporting, budgeting, and financial planningManage fiscal controls, financial management processes, and talent developmentRequired Qualifications:15+ years' experien...