Chief Compliance Officer: salario promedio en Santa Ana, CA in 2024

Key Responsibilities:Lead compliance team in developing and implementing policies and procedures to promote complianceManage communication and engagement with regulators and legal teamsStay current on compliance technology advancements and lead in compliance innovationRequired Qualifications:JD pref...

Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...

Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...

Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...

Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...

Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...

As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...

This Senior Compliance Specialist is responsible for assisting the Compliance Officer & Manager with the development, implementation and maintenance of the Credit Union's Compliance Management System, and is a subject matter expert to the Credit Union on compliance-related matters, with an emphasis ...

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