The Compliance Analyst will be a member of the Legal, Compliance & Risk Group and will report to the WFD Compliance Officer. Compliance analyst, client platform Compliance. The Sales and Marketing Compliance Analyst will support Wellington Management's sales and marketing compliance program, with a ...
The Team: The Platforms and Regulatory Compliance group offers best-in-class technology and incorporate industry best practices to manage risk, comply with regulations and provide assistance to the financial services industry with meeting their compliance obligations. Our risk and regulatory complia...
We are seeking an individual with 0 – 3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Security Operations Analyst. The Compliance Analyst works to ensure the team is aligned with all legal and regulatory requirements, supporting the team on v...
Business Analyst will provide business analysis and related duties for various Anti-money laundering (AML) and Compliance Technology projects in the Boston, Massachusetts area. Individual must be able to manage other Business Analyst resources. Manage, coordinate, lead, and set direction of other bu...
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect...
Highly esteemed Boston investment firm is seeking a Compliance Analyst to join their team! This individual will assist the compliance department with the development, implementation, and maintenance of the firm's compliance program. The Compliance Analyst will provide oversight of the firm's activit...
Compliance Risk Testing Analyst, Assistant Vice President, Hybrid. We are looking for a Compliance Risk Testing Analyst – Assistant Vice President, to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is...
As our Senior Compliance Analyst, you will report to our Senior Compliance Leader, who reports to our Group Benefits Senior Compliance Lead. Support the implementation of enterprise compliance projects and initiatives including compliance risk assessments and compliance trainings. We drive a high-pe...
Analyst, Compliance Analytics is primarily responsible for risk-based data mining and analysis within their designated business area. Years Risk Analyst, Risk Management, Analyst preferred. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving i...
Risk and Compliance - Risk & Compliance Analyst. Leverages several tools to ensure compliance with internal processes and best practices and manages swift remediation of self-identified control deficiencies. Samples accounts and files, tracks results, and prepares reporting of information obtain...
Compliance analyst, client platform Compliance. The Sales and Marketing Compliance Analyst will support Wellington Management’s sales and marketing compliance program, with a particular focus on our broker-dealer, Wellington Funds Distributors (WFD). The Compliance Manager will be a member of the Le...
You will be working closely with the Privacy, Legal, and Product teams to review the compliance of our services, e. You will be part of the Global Compliance team. The Compliance team operates cross-functionally. Audit the compliance of our products with the EU AI Act and applicable data protection ...
The Team: The Platforms and Regulatory Compliance group offers best-in-class technology and incorporate industry best practices to manage risk, comply with regulations and provide assistance to the financial services industry with meeting their compliance obligations. Our risk and regulatory complia...
Assist Compliance Business Analyst with ComplianceMaster rule-writing. Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the repor...
JOB TITLE: Compliance AnalystJOB LOCATION: Boston MA - hybridWAGE RANGE*: $45-50/hr. Preferred: Bachelor's degree or equivalent in Cyber/Information SecurityIndustry certifications such as CISSPPrevious experience on a GRC team in a large organizationJOB DESCRIPTIONThe InfoSec Analyst role w...
We are currently seeking a Principal Analyst for Technical Compliance who will be responsible for overseeing all aspects of Toast's PCI Compliance Program. The successful candidate will report directly to the Senior Director of Technical Compliance who is responsible for establishing and maintaining...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Circle is looking for an enthusiastic, knowledgeable and focused Lead Quality Analyst to join the Compliance Operations Scaled Services team. You will be responsible for assisting the Manager, Compliance Quality Control and Assurance in overseeing the completion of quality reviews, contributing to t...
This role will create and provide AML, financial crimes and watchlist compliance guidance and training to business partners and insurance agents pertaining to various compliance matters including money laundering, financial crimes, elder abuse, sales practice activities and compliance risk monitorin...
We are looking for a Compliance Risk Testing Analyst – Assistant Vice President, to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies...
What is the Compliance Analyst responsible for?. Create summary reports to Compliance and Business Management that detail compliance findings and corrective actions. What is the Compliance group responsible for?. Franklin Templeton’s Global Compliance team provides oversight and guidance to the vari...
CCC is currently looking for a Compliance Analyst. You are a highly skilled and motivated person with expertise in ISO 27001, SOC 2 Type 2, and PCI compliance standards. In this role, you will be responsible for ensuring that our organization maintains compliance with these critical frameworks, whic...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
Our client, a large financial institution, is looking for a Compliance Analyst for a 6-month contract located in Boston. This is an excellent opportunity for a Compliance Analyst with a financial services background . As a Compliance Analyst your duties will include but not be limited to: . Qualific...